GGN

GAMCO Global Gold, Natural Resources & Income Trust
GGN

Overview Fund Activity

85 hedge funds and large institutions have $96.3M invested in GAMCO Global Gold, Natural Resources & Income Trust in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 18 increasing their positions, 31 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
+7
Holders Change %
+8.97%
% of All Funds
2.47%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
21
Increased
18
Reduced
31
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$13.9M
2
SG Americas Securities
2
SG Americas Securities
New York
$3.61M
3
MIG
3
Mariner Investment Group
New York
$2.71M
4
CA
4
Cornerstone Advisors
North Carolina
$2.35M
5
RCM
5
Rivernorth Capital Management
Florida
$2.06M

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$1.44M
2
Morgan Stanley
2
Morgan Stanley
New York
$15M
3
AA
3
Apriem Advisors
California
$1.44M
4
U
4
UBS
Switzerland
$4.33M
5
GC
5
Guggenheim Capital
Illinois
$4.48M
Name Holding Trade Value Shares
Change 		Shares
Change %
EFSCE
76
Enterprise Financial Services Corp (EFSC)
Missouri
$9K – – –
TDC
77
Thompson Davis & Co
Virginia
$9K +$9K +1,000 New
BPBT
78
Boston Private Bank & Trust
Massachusetts
$6K – – –
AA
79
AlphaMark Advisors
Kentucky
$4K – – –
TFA
80
Transamerica Financial Advisors
Florida
$4K – – –
AC
81
Alexandria Capital
Virginia
$4K – – –
MAS
82
Madden Advisory Services
Florida
$4K +$143 +15 +4%
NHFG
83
New Harbor Financial Group
Massachusetts
$3K – – –
CFA
84
Carroll Financial Associates
North Carolina
$1K – – –
OFG
85
OTA Financial Group
New York
$394 +$394 +43,754 New
Comerica Bank
86
Comerica Bank
Texas
– -$617K -58,372 Closed
GGPS
87
Gary Goldberg Planning Services
New York
– -$441K -41,730 Closed
BWP
88
Baldwin Wealth Partners
Massachusetts
– -$344K -32,500 Closed
Northern Trust
89
Northern Trust
Illinois
– -$259K -24,500 Closed
JPMorgan Chase & Co
90
JPMorgan Chase & Co
New York
– -$233K -22,000 Closed
Ameriprise
91
Ameriprise
Minnesota
– -$169K -15,965 Closed
FSA
92
Financial Sense Advisors
California
– -$121K -11,510 Closed
ICOA
93
Investment Centers of America
North Dakota
– -$112K -10,475 Closed
WTC
94
WhitTier Trust Company
Nevada
– -$82K -7,775 Closed
S
95
SignatureFD
Georgia
– -$37K -3,515 Closed
HCC
96
Hirtle Callaghan & Co
Pennsylvania
– -$21K -2,000 Closed
TRCT
97
Tower Research Capital (TRC)
New York
– -$20K -1,876 Closed
FMII
98
Farmers & Merchants Investments Inc
Nebraska
– -$8K -750 Closed
RA
99
Rational Advisors
New York
– -$328K – –
1 2 3
4