GGN

GAMCO Global Gold, Natural Resources & Income Trust
GGN

Overview Fund Activity

75 hedge funds and large institutions have $131M invested in GAMCO Global Gold, Natural Resources & Income Trust in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 30 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
-4
Holders Change %
-5.06%
% of All Funds
2.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
30
Reduced
19
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$24.9M
2
OA
2
Oxbow Advisors
Texas
$23.2M
3
Bank of America
3
Bank of America
North Carolina
$18.6M
4
Morgan Stanley
4
Morgan Stanley
New York
$19.4M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.36M

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$0
2
BRWA
2
B. Riley Wealth Advisors
Florida
$753K
3
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$0
4
LPL Financial
4
LPL Financial
California
$4.75M
5
GC
5
Guggenheim Capital
Illinois
$2.49M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAG
51
Private Advisor Group
New Jersey
$115K +$115K +12,390 New
HighTower Advisors
52
HighTower Advisors
Illinois
$111K +$111K +11,983 New
DA
53
Doliver Advisors
Texas
$108K +$108K +11,675 New
BF
54
BOK Financial
Oklahoma
$106K +$4.61K +500 +5%
FCI
55
Financial Counselors Inc
Kansas
$93K – – –
US Bancorp
56
US Bancorp
Minnesota
$56K -$19.8K -2,125 -26%
NFG
57
Next Financial Group
Texas
$53K +$47.8K +5,127 +919%
MMG
58
Monetary Management Group
Missouri
$40K – – –
WA
59
WFG Advisors
Texas
$33K +$101 +11 +0.3%
KTC
60
Kistler-Tiffany Companies
Pennsylvania
$28K – – –
TRCT
61
Tower Research Capital (TRC)
New York
$25K +$25K +2,756 New
RFA
62
Reilly Financial Advisors
California
$20K – – –
TFA
63
Transamerica Financial Advisors
Florida
$20K – – –
Thrivent Financial for Lutherans
64
Thrivent Financial for Lutherans
Minnesota
$16K +$16K +1,714 New
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$15K – – –
EFSCE
66
Enterprise Financial Services Corp (EFSC)
Missouri
$10K – – –
TDC
67
Thompson Davis & Co
Virginia
$9K – – –
BPBT
68
Boston Private Bank & Trust
Massachusetts
$6K – – –
PSI
69
Pinnacle Summer Investments
Virginia
$5K – – –
AA
70
AlphaMark Advisors
Kentucky
$4K – – –
MAS
71
Madden Advisory Services
Florida
$4K +$106 +12 +3%
GGPS
72
Gary Goldberg Planning Services
New York
$3K – – –
Fifth Third Bancorp
73
Fifth Third Bancorp
Ohio
$1K – – –
CFA
74
Carroll Financial Associates
North Carolina
$1K – – –
WAS
75
Winch Advisory Services
Wisconsin
$1K +$1K +100 New
1 2
3
4