GGN

GAMCO Global Gold, Natural Resources & Income Trust
GGN

Overview Fund Activity

94 hedge funds and large institutions have $107M invested in GAMCO Global Gold, Natural Resources & Income Trust in 2016 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
+16
Holders Change %
+20.51%
% of All Funds
2.35%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
26
Increased
26
Reduced
25
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$3.49M
2
UBS Group
2
UBS Group
Switzerland
$25.9M
3
DA
3
Doliver Advisors
Texas
$2.56M
4
LCM
4
Laurion Capital Management
New York
$2.35M
5
CA
5
Cornerstone Advisors
North Carolina
$1.07M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.88M
2
Bank of America
2
Bank of America
North Carolina
$1.58M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$0
4
CAN
4
Cetera Advisor Networks
California
$814K
5
MFS
5
MSI Financial Services
Massachusetts
$613K
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
26
Wedbush Securities
California
$598K +$111K +20,919 +23%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$595K +$143K +27,001 +32%
CA
28
Cetera Advisors
Colorado
$565K -$160K -30,247 -22%
BTS
29
BB&T Securities
Virginia
$562K – – –
TC
30
TFS Capital
Pennsylvania
$537K +$537K +101,305 New
VKH
31
Virtu KCG Holdings
New York
$509K +$228K +43,002 +81%
SPIA
32
Steward Partners Investment Advisory
New York
$495K +$495K +93,536 New
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$475K +$320K +60,376 +207%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$460K +$124K +23,298 +37%
EDRIA
35
Edmonds Duncan Registered Investment Advisors
Kansas
$456K +$4.32K +816 +1%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$409K +$14.3K +2,707 +4%
CCP
37
Clough Capital Partners
Massachusetts
$396K +$396K +74,800 New
BRWA
38
B. Riley Wealth Advisors
Florida
$382K -$127K -23,850 -25%
HH
39
Hilltop Holdings
Texas
$348K – – –
SBIA
40
Sheaff Brock Investment Advisors
Indiana
$301K +$131K +24,790 +78%
NL
41
NWAM LLC
Washington
$298K -$6.89K -1,300 -2%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$265K – – –
IECM
43
Intrinsic Edge Capital Management
Illinois
$265K +$265K +50,000 New
Wells Fargo
44
Wells Fargo
California
$250K -$109K -20,584 -30%
AG
45
Advisor Group
Arizona
$242K +$21.4K +4,032 +10%
Creative Planning
46
Creative Planning
Kansas
$172K -$29.1K -5,507 -14%
AHC
47
Adell Harriman & Carpenter
Texas
$153K +$153K +28,900 New
Nuveen Asset Management
48
Nuveen Asset Management
Illinois
$151K – – –
OIA
49
Optimum Investment Advisors
Illinois
$151K +$151K +28,500 New
FHA
50
Flagship Harbor Advisors
Massachusetts
$140K +$140K +25,423 New
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