GGN

GAMCO Global Gold, Natural Resources & Income Trust
GGN

Overview Fund Activity

85 hedge funds and large institutions have $96.3M invested in GAMCO Global Gold, Natural Resources & Income Trust in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 18 increasing their positions, 31 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
+7
Holders Change %
+8.97%
% of All Funds
2.47%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
21
Increased
18
Reduced
31
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$13.9M
2
SG Americas Securities
2
SG Americas Securities
New York
$3.61M
3
MIG
3
Mariner Investment Group
New York
$2.71M
4
CA
4
Cornerstone Advisors
North Carolina
$2.35M
5
RCM
5
Rivernorth Capital Management
Florida
$2.06M

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$1.44M
2
Morgan Stanley
2
Morgan Stanley
New York
$15M
3
AA
3
Apriem Advisors
California
$1.44M
4
U
4
UBS
Switzerland
$4.33M
5
GC
5
Guggenheim Capital
Illinois
$4.48M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$843K -$14.4K -1,595 -2%
PP
27
Paloma Partners
Connecticut
$802K +$802K +88,928 New
RJFSA
28
Raymond James Financial Services Advisors
Florida
$792K -$152K -16,817 -16%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$774K -$387K -42,875 -33%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$692K -$68.7K -7,614 -9%
Geode Capital Management
31
Geode Capital Management
Massachusetts
$678K – – –
BRWA
32
B. Riley Wealth Advisors
Florida
$654K -$8.73K -968 -1%
ICAS
33
Investors Capital Advisory Services
Massachusetts
$611K +$98.3K +10,909 +19%
IMS
34
Index Management Solutions
Pennsylvania
$603K +$436K +48,290 +261%
TC
35
TFS Capital
Pennsylvania
$594K +$594K +65,872 New
MFS
36
MSI Financial Services
Massachusetts
$586K +$341K +37,804 +139%
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$484K +$61.5K +6,820 +15%
SFSIG
38
San Francisco Sentry Investment Group
California
$470K – – –
WS
39
Wedbush Securities
California
$414K -$15.8K -1,746 -4%
OIM
40
Orca Investment Management
Oregon
$409K +$409K +45,290 New
ISL
41
Ingalls & Snyder LLC
New York
$376K -$124K -13,750 -25%
Nuveen Asset Management
42
Nuveen Asset Management
Illinois
$365K -$135K -15,000 -27%
DA
43
Doliver Advisors
Texas
$329K +$329K +36,473 New
EWM
44
Elite Wealth Management
Washington
$316K – – –
AHC
45
Adell Harriman & Carpenter
Texas
$300K -$67.4K -7,475 -18%
OC
46
Oppenheimer & Co
New York
$282K -$5.13K -569 -2%
CAS
47
CTC Alternative Strategies
Illinois
$261K +$261K +28,900 New
B
48
Baird
Wisconsin
$241K +$25.1K +2,779 +12%
CA
49
Cetera Advisors
Colorado
$223K -$162K -17,925 -42%
FAAS
50
First Allied Advisory Services
California
$214K -$272K -29,866 -56%
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