GGN

GAMCO Global Gold, Natural Resources & Income Trust
GGN

Overview Fund Activity

78 hedge funds and large institutions have $93.6M invested in GAMCO Global Gold, Natural Resources & Income Trust in 2013 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
+4
Holders Change %
+5.41%
% of All Funds
2.53%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
34
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$5.49M
2
Morgan Stanley
2
Morgan Stanley
New York
$21M
3
Bank of America
3
Bank of America
North Carolina
$9.08M
4
RJA
4
Raymond James & Associates
Florida
$3.35M
5
LPL Financial
5
LPL Financial
California
$6.24M

Top Sellers

1
Citigroup
1
Citigroup
New York
$2.23M
2
TC
2
TFS Capital
Pennsylvania
$0
3
APU
3
Alpine Partners USVI
U.S. Virgin Islands
$0
4
OFG
4
OTA Financial Group
New York
$0
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFSIG
26
San Francisco Sentry Investment Group
California
$551K – – –
WS
27
Wedbush Securities
California
$503K +$124K +11,743 +33%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$495K +$495K +46,823 New
CA
29
Cetera Advisors
Colorado
$452K +$216K +20,382 +92%
GGPS
30
Gary Goldberg Planning Services
New York
$441K -$42.3K -4,007 -9%
AHC
31
Adell Harriman & Carpenter
Texas
$431K +$81.4K +7,700 +23%
VKH
32
Virtu KCG Holdings
New York
$406K +$406K +38,389 New
EWM
33
Elite Wealth Management
Washington
$370K +$370K +35,000 New
BWP
34
Baldwin Wealth Partners
Massachusetts
$344K +$95.3K +9,000 +38%
OC
35
Oppenheimer & Co
New York
$337K +$24.2K +2,289 +8%
RA
36
Rational Advisors
New York
$328K -$303K – –
William Blair & Company
37
William Blair & Company
Illinois
$316K +$58.1K +5,500 +23%
SNC
38
Stifel Nicolaus & Co
Missouri
$312K +$13.8K +1,303 +5%
MFS
39
MSI Financial Services
Massachusetts
$287K +$239K +22,570 +492%
Northern Trust
40
Northern Trust
Illinois
$259K +$259K +24,500 New
B
41
Baird
Wisconsin
$253K +$253K +23,892 New
JPMorgan Chase & Co
42
JPMorgan Chase & Co
New York
$233K -$46.6K -4,400 -17%
IMS
43
Index Management Solutions
Pennsylvania
$196K +$196K +18,527 New
BF
44
BOK Financial
Oklahoma
$194K +$7.38K +700 +4%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$184K +$73.6K +7,000 +67%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$183K +$1.51K +143 +0.8%
Creative Planning
47
Creative Planning
Kansas
$175K +$135K +12,824 +341%
Ameriprise
48
Ameriprise
Minnesota
$169K -$24K -2,269 -12%
AIG
49
American International Group
New York
$141K +$69.6K +6,582 +97%
NL
50
NWAM LLC
Washington
$140K +$28.1K +2,659 +25%
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