Name Holding Trade Value Shares
Change
Change in
Stake
BWA
126
BDO Wealth Advisors
Florida
$3K – – –
Daiwa Securities Group
127
Daiwa Securities Group
Japan
$3K – – –
PFO
128
Pathstone Family Office
New Jersey
$3K – – –
SWP
129
Strategic Wealth Partners
Ohio
$3K – – –
AssetMark Inc
130
AssetMark Inc
California
$1K – – –
CPIG
131
Chicago Partners Investment Group
Illinois
$1K – – –
MWM
132
MinichMacGregor Wealth Management
New York
$1K – – –
CF
133
Centaurus Financial
California
$1K +$939 +246 New
MFW
134
Mosaic Family Wealth
Missouri
$1K +$1.15K +300 New
EC
135
EcoR1 Capital
California
– -$1.49M -350,000 Closed
ARTA
136
A.R.T. Advisors
New York
– -$631K -148,700 Closed
VF
137
Virtu Financial
New York
– -$498K -117,130 Closed
OAC
138
OMERS Administration Corp
Ontario, Canada
– -$442K -104,000 Closed
II
139
Ibex Investors
Colorado
– -$241K -56,784 Closed
Parallax Volatility Advisers
140
Parallax Volatility Advisers
California
– -$98.8K -25,874 Closed
TSS
141
Two Sigma Securities
New York
– -$99K -23,197 Closed
DS
142
DRW Securities
Illinois
– -$85K -20,000 Closed
WMSA
143
Weiss Multi-Strategy Advisers
New York
– -$64K -15,000 Closed
TRCT
144
Tower Research Capital (TRC)
New York
– -$57K -13,517 Closed
IWM
145
IHT Wealth Management
Illinois
– -$20K -5,000 Closed
RWP
146
RWA Wealth Partners
Massachusetts
– -$4K -1,000 Closed
SFM
147
Signet Financial Management
New Jersey
– -$2K -500 Closed
PCM
148
Prelude Capital Management
New York
– -$1K -329 Closed