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Goldman Sachs ActiveBeta Emerging Markets Equity ETF

37 hedge funds and large institutions have $696M invested in Goldman Sachs ActiveBeta Emerging Markets Equity ETF in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

12% more funds holding

Funds holding: 3337 (+4)

0.51% more ownership

Funds ownership: 78.27%78.77% (+0.51%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less capital invested

Capital invested by funds: $706M → $696M (-$9.89M)

Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
0.93%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
8
Increased
15
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$435M +$2.44M +88,606 +0.5%
CIA
2
Choate Investment Advisors
Massachusetts
$74.7M +$16M +583,835 +26%
USAA
3
United Services Automobile Association
Texas
$55.4M +$1.55M +56,231 +3%
Morgan Stanley
4
Morgan Stanley
New York
$25.2M +$1.3M +47,238 +5%
Bank of America
5
Bank of America
North Carolina
$23.4M +$3.51M +127,834 +17%
MIAN
6
Mariner Independent Advisor Network
Kansas
$17.2M +$4.42K +161 +0%
BCI
7
Brinker Capital Investments
Pennsylvania
$13.8M +$687K +25,000 +5%
First Trust Advisors
8
First Trust Advisors
Illinois
$8.21M -$1.43M -52,130 -15%
OMC
9
Old Mission Capital
Illinois
$7.77M +$6.33M +230,402 +385%
Wells Fargo
10
Wells Fargo
California
$7.29M +$2.67M +97,152 +55%
LPL Financial
11
LPL Financial
California
$3.86M +$396K +14,421 +11%
RJA
12
Raymond James & Associates
Florida
$3.64M -$74.1K -2,697 -2%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$3.06M +$592K +21,556 +23%
UBS Group
14
UBS Group
Switzerland
$2.54M -$297K -10,790 -10%
LFAS
15
Level Four Advisory Services
Texas
$2.18M +$2.24M +81,615 New
WP
16
WealthSource Partners
California
$2.15M -$648K -23,573 -23%
SPC
17
Sigma Planning Corp
Michigan
$2.09M +$2.15M +78,235 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.78M +$162K +5,882 +10%
WT
19
Whittier Trust
California
$1.21M -$8K -291 -0.6%
WTC
20
WhitTier Trust Company
Nevada
$1.05M -$3.77K -137 -0.3%
CCA
21
Clearwater Capital Advisors
Illinois
$1.05M +$738K +26,847 +225%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$803K +$437K +15,908 +113%
CAN
23
Cetera Advisor Networks
California
$469K +$14.5K +527 +3%
PFPT
24
Pinnacle Financial Partners (Tennessee)
Tennessee
$396K +$408K +14,826 New
VWM
25
Venturi Wealth Management
Texas
$317K -$18.1K -660 -5%

GEM Hedge Fund Activity: Q4 2016 in Review

37 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Goldman Sachs ActiveBeta Emerging Markets Equity ETF (GEM) for Q4 2016, worth a combined $696M — down 1.4% from $706M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GEM positions and 4 closed out — a net gain of 4 holders — while 15 added to existing stakes and 9 trimmed.

The largest buyer was Choate Investment Advisors, adding an estimated $16M. The largest seller was Jane Street, exiting entirely with an estimated $4.66M sold.

  • 37 institutional investors held Goldman Sachs ActiveBeta Emerging Markets Equity ETF (GEM) as of Q4 2016, up from 33 in Q3 2016.
  • Funds reported $696M of Goldman Sachs ActiveBeta Emerging Markets Equity ETF stock for Q4 2016, down 1.4% quarter-over-quarter.
  • 8 funds opened new Goldman Sachs ActiveBeta Emerging Markets Equity ETF positions in Q4 2016 and 4 closed out, a net change of +4 holders.
  • The largest Goldman Sachs ActiveBeta Emerging Markets Equity ETF buyer in Q4 2016 was Choate Investment Advisors, an estimated $16M added.
  • The largest Goldman Sachs ActiveBeta Emerging Markets Equity ETF seller in Q4 2016 was Jane Street, an estimated $4.66M sold.

Based on aggregated 13F filings for Q4 2016.