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Great Elm Group

33 hedge funds and large institutions have $30.6M invested in Great Elm Group in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% less funds holding

Funds holding: 4433 (-11)

40% less capital invested

Capital invested by funds: $50.6M → $30.6M (-$20.1M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

53% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 17

77% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 13

Holders
33
Holders Change
-11
Holders Change %
-25%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
3
Increased
8
Reduced
17
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KCM
1
Kingdon Capital Management
New York
$5.3M -$9 -1 -0%
SRFM
2
Shannon River Fund Management
New York
$4.26M -$9 -1 -0%
NC
3
Nokomis Capital
Texas
$4.2M
ICM
4
ISZO Capital Management
New York
$3.86M +$493K +52,067 +15%
Vanguard Group
5
Vanguard Group
Pennsylvania
$3.14M +$4.48K +473 +0.1%
Renaissance Technologies
6
Renaissance Technologies
New York
$2.42M +$39.7K +4,197 +2%
AIC
7
AWM Investment Company
New York
$1.41M -$19 -2 -0%
BIT
8
BlackRock Institutional Trust
California
$1.21M -$19 -2 -0%
PGCM
9
Prescott Group Capital Management
Oklahoma
$1.03M -$9 -1 -0%
SST
10
S Squared Technology
New York
$877K
PP
11
Paloma Partners
Connecticut
$764K +$734K +77,527 New
Fuller & Thaler Asset Management
12
Fuller & Thaler Asset Management
California
$742K -$230K -24,304 -24%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$468K -$25.9K -2,735 -5%
California Public Employees Retirement System
14
California Public Employees Retirement System
California
$204K
JC
15
JBF Capital
Colorado
$162K -$9 -1 -0%
Northern Trust
16
Northern Trust
Illinois
$149K +$19.1K +2,016 +15%
ICAS
17
Investors Capital Advisory Services
Massachusetts
$147K +$101K +10,660 +235%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$133K -$56.8K -5,999 -31%
Deutsche Bank
19
Deutsche Bank
Germany
$32K +$19K +2,005 +155%
BA
20
BlackRock Advisors
Delaware
$19K
BFA
21
BlackRock Fund Advisors
California
$15K +$2.9K +306 +25%
Creative Planning
22
Creative Planning
Kansas
$13K +$12.2K +1,293 New
Manulife (Manufacturers Life Insurance)
23
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6K -$9 -1 -0.2%
TDC
24
Thompson Davis & Co
Virginia
$6K -$9 -1 -0.1%
Bank of America
25
Bank of America
North Carolina
$4K +$3.92K +414 +2,435%

GEG Hedge Fund Activity: Q1 2016 in Review

33 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Great Elm Group (GEG) for Q1 2016, worth a combined $30.6M — down 40% from $50.6M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GEG and 3 opened new positions — a net loss of 10 holders — while 17 trimmed existing stakes and 8 added.

The largest buyer was Paloma Partners, opening a new position worth an estimated $734K. The largest seller was Fuller & Thaler Asset Management, cutting an estimated $230K.

  • 33 institutional investors held Great Elm Group (GEG) as of Q1 2016, down from 44 in Q4 2015.
  • Funds reported $30.6M of Great Elm Group stock for Q1 2016, down 40% quarter-over-quarter.
  • 3 funds opened new Great Elm Group positions in Q1 2016 and 13 closed out, a net change of -10 holders.
  • The largest Great Elm Group buyer in Q1 2016 was Paloma Partners, an estimated $734K added.
  • The largest Great Elm Group seller in Q1 2016 was Fuller & Thaler Asset Management, an estimated $230K sold.

Based on aggregated 13F filings for Q1 2016.