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GDL

GDL Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
26
Bulldog Investors
New Jersey
$284K -$252K -25,300 -47%
OTC
27
Opera Trading Capital
France
$276K -$310K -31,181 -53%
RVPG
28
Relative Value Partners Group
$273K
TC
29
TFS Capital
Pennsylvania
$259K +$70.5K +7,084 +37%
CAS
30
Cue Advisory Services
Arizona
$254K +$3.98K +400 +2%
ZA
31
Zazove Associates
Nevada
$225K +$225K +22,652 New
LPL Financial
32
LPL Financial
California
$138K -$14.6K -1,463 -9%
IC
33
InterOcean Capital
Illinois
$134K
RJFSA
34
Raymond James Financial Services Advisors
Florida
$120K +$120K +12,050 New
Stifel Financial
35
Stifel Financial
Missouri
$106K -$278K -27,960 -73%
UBS Group
36
UBS Group
Switzerland
$82K +$37.5K +3,765 +83%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$76K +$3.57K +359 +5%
JAM
38
Jolley Asset Management
North Carolina
$68K
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$66K +$80 +8 +0.1%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$41K -$1.5K -151 -4%
Deutsche Bank
41
Deutsche Bank
Germany
$40K -$1.04M -104,400 -96%
WA
42
WFG Advisors
Texas
$40K
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$21K +$647 +65 +3%
IA
44
IFP Advisors
Florida
$19K
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$15K
TCOV
46
Trust Company of Vermont
Vermont
$15K
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$10K -$49.4K -4,961 -83%
PAIM
48
Punch & Associates Investment Management
Minnesota
-$3.97M -399,632 Closed
S
49
SignatureFD
Georgia
-$15K -1,492 Closed
TCM
50
TD Capital Management
Tennessee
-$5K -524 Closed