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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
76
JP Morgan Chase
New York
$535 +$498 +37 New
TRCT
77
Tower Research Capital (TRC)
New York
$347 +$323 +24 New
AF
78
Allworth Financial
California
$203 +$189 +14 New
HI
79
Harbour Investments
Wisconsin
$145
DFA
80
DHJJ Financial Advisors
Illinois
$73
CAM
81
Creekmur Asset Management
Illinois
$29 -$36.7K -2,728 -100%
Millennium Management
82
Millennium Management
New York
-$772K -55,195 Closed
Invesco
83
Invesco
Georgia
-$565K -40,418 Closed
SSA
84
Schonfeld Strategic Advisors
New York
-$464K -33,200 Closed
WS
85
Wedbush Securities
California
-$402K -28,726 Closed
N
86
Natixis
France
-$212K -15,192 Closed
CRWM
87
Castle Rock Wealth Management
California
-$202K -14,375 Closed
MA
88
Mutual Advisors
Nebraska
-$201K -14,296 Closed
Goldman Sachs
89
Goldman Sachs
New York
-$187K -13,401 Closed
DWM
90
Drive Wealth Management
Utah
-$174K -12,712 Closed
CAPTRUST Financial Advisors
91
CAPTRUST Financial Advisors
North Carolina
-$168K -12,000 Closed
ECM
92
Evergreen Capital Management
Washington
-$145K -10,373 Closed
CWM
93
Cornerstone Wealth Management
Missouri
-$142K -10,123 Closed
SOW
94
State of Wyoming
Wyoming
-$124K -8,900 Closed
QT
95
Quantbot Technologies
New York
-$37.7K -2,694 Closed
RWMG
96
Redwood Wealth Management Group
New Jersey
-$2.1K -150 Closed