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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
76
Concourse Financial Group Securities
Alabama
$1.43K – – –
IFAM
77
Institutional & Family Asset Management
Colorado
$1.07K +$14 +1 +1%
BNP Paribas Financial Markets
78
BNP Paribas Financial Markets
France
$228 -$49K -3,453 -100%
Harbour Investments
79
Harbour Investments
Wisconsin
$142 – – –
DFA
80
DHJJ Financial Advisors
Illinois
$72 – – –
Fidelity Investments
81
Fidelity Investments
Massachusetts
$28 – – –
LCWP
82
Legacy Capital Wealth Partners
Arkansas
– -$1.45M -102,491 Closed
D.E. Shaw & Co
83
D.E. Shaw & Co
New York
– -$608K -42,979 Closed
Winton Group
84
Winton Group
United Kingdom
– -$522K -36,871 Closed
Goldman Sachs
85
Goldman Sachs
New York
– -$238K -16,812 Closed
SFC
86
Strategic Financial Concepts
Texas
– -$218K -15,439 Closed
Ameriprise
87
Ameriprise
Minnesota
– -$207K -14,898 Closed
Boothbay Fund Management
88
Boothbay Fund Management
New York
– -$197K -13,930 Closed
Quantbot Technologies
89
Quantbot Technologies
New York
– -$181K -12,805 Closed
AE Wealth Management
90
AE Wealth Management
Kansas
– -$147K -10,172 Closed
Truist Financial
91
Truist Financial
North Carolina
– -$142K -10,000 Closed
QL
92
Quarry LP
New York
– -$84.5K -5,970 Closed
JP Morgan Chase
93
JP Morgan Chase
New York
– -$60.1K -4,245 Closed
CWC
94
Carolinas Wealth Consulting
North Carolina
– -$57.9K -4,100 Closed
NFA
95
Northwest Financial Advisors
Virginia
– -$56.6K -4,000 Closed
FFA
96
Frazier Financial Advisors
Ohio
– -$21.2K -1,500 Closed
Group One Trading
97
Group One Trading
Illinois
– -$12.3K -864 Closed
CIA
98
Cape Investment Advisory
Georgia
– -$10.6K -749 Closed
Nomura Asset Management
99
Nomura Asset Management
Japan
– -$4.92K -348 Closed