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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
VNA
76
Valley National Advisers
Pennsylvania
$2K – – –
Bogart Wealth LLC
77
Bogart Wealth LLC
Virginia
$1.55K – – –
CFGS
78
Concourse Financial Group Securities
Alabama
$1.29K – – –
Parallel Advisors
79
Parallel Advisors
California
$878 +$897 +68 New
IFAM
80
Institutional & Family Asset Management
Colorado
$801 +$26 +2 +3%
AWM
81
Accurate Wealth Management
Florida
$653 +$659 +50 New
Private Advisor Group
82
Private Advisor Group
New Jersey
$130 +$369 +28 +0.3%
Harbour Investments
83
Harbour Investments
Wisconsin
$129 – – –
Fidelity Investments
84
Fidelity Investments
Massachusetts
$26 +$26 +2 New
CAN
85
Claraphi Advisory Network
United States
– -$224K -18,551 Closed
TI
86
TTP Investments
California
– -$216K -17,866 Closed
Schonfeld Strategic Advisors
87
Schonfeld Strategic Advisors
New York
– -$203K -16,800 Closed
Susquehanna International Group
88
Susquehanna International Group
Pennsylvania
– -$150K -11,358 Closed
Raymond James Financial Services Advisors
89
Raymond James Financial Services Advisors
Florida
– -$135K -11,146 Closed
Carson Wealth (CWM LLC)
90
Carson Wealth (CWM LLC)
Nebraska
– -$40K -3,285 Closed
PNC Financial Services Group
91
PNC Financial Services Group
Pennsylvania
– -$16K -1,338 Closed
Group One Trading
92
Group One Trading
Illinois
– -$15.9K -1,203 Closed
Aquatic Capital Management
93
Aquatic Capital Management
Illinois
– -$11K -900 Closed
JFA
94
JNBA Financial Advisors
Minnesota
– -$5K -393 Closed
SWM
95
Selective Wealth Management
Virginia
– -$4K -350 Closed