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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
TI
51
Trexquant Investment
Connecticut
$212K +$216K +15,964 New
JP Morgan Chase
52
JP Morgan Chase
New York
$202K +$207K +15,277 New
D.E. Shaw & Co
53
D.E. Shaw & Co
New York
$189K +$193K +14,282 New
CRWM
54
Castle Rock Wealth Management
California
$186K
CANY
55
Caxton Associates (New York)
New York
$181K +$185K +13,644 New
BAM
56
Belpointe Asset Management
Nevada
$168K +$11.5K +850 +7%
Canada Life
57
Canada Life
Manitoba, Canada
$142K +$146K +10,817 New
DIA
58
Dana Investment Advisors
Wisconsin
$133K
ASN
59
Advisory Services Network
Georgia
$122K +$82.8K +6,122 +198%
SAS
60
Stelac Advisory Services
New York
$101K +$103K +7,643 New
Citigroup
61
Citigroup
New York
$66K
NSIM
62
North Star Investment Management
Illinois
$66K
APA
63
American Portfolios Advisors
New York
$61.5K
WAP
64
Wealthcare Advisory Partners
Pennsylvania
$57K
FGAM
65
Financial Gravity Asset Management
Texas
$51K +$15.3K +1,128 +42%
WEC
66
Winslow Evans & Crocker
Massachusetts
$46K +$8.12K +600 +22%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$43K
Lazard Asset Management
68
Lazard Asset Management
New York
$16K
US Bancorp
69
US Bancorp
Minnesota
$14K
PFGIA
70
Patriot Financial Group Insurance Agency
Massachusetts
$7K
FDCDDQ
71
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.63K
SWM
72
Selective Wealth Management
Virginia
$5K
ACM
73
Allred Capital Management
Texas
$3.31K +$3.38K +250 New
HGWM
74
Harvest Group Wealth Management
Massachusetts
$2K +$27 +2 +1%
CFGS
75
Concourse Financial Group Securities
Alabama
$1K