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Gabelli Financial Services Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Gabelli Funds
1
Gabelli Funds
New York
$21.1M +$3.18M +72,500 +18%
GAMCO Investors
2
GAMCO Investors
Connecticut
$9.46M – – –
LPL Financial
3
LPL Financial
California
$1.56M -$555K -12,647 -26%
CFG
4
Carter Financial Group
Illinois
$1.4M -$1.43M -32,702 -51%
GTS Securities
5
GTS Securities
Florida
$799K +$397K +9,049 +99%
UBS Group
6
UBS Group
Switzerland
$18.1K +$12.2K +277 +207%
Morgan Stanley
7
Morgan Stanley
New York
$78 – – –
MIRAE ASSET SECURITIES (USA) INC.
8
MIRAE ASSET SECURITIES (USA) INC.
New York
– -$236K -5,662 Closed
MAS
9
MPWM Advisory Solutions
Georgia
– -$63.7K -1,530 Closed