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Gabelli Equity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$18.9M +$4.3M +776,591 +28%
Morgan Stanley
2
Morgan Stanley
New York
$12.6M +$37.1K +6,711 +0.3%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$10.2M +$69.2K +12,503 +0.7%
PTC
4
Philadelphia Trust Company
Pennsylvania
$6.43M -$80.1K -14,475 -1%
GI
5
GAMCO Investors
Connecticut
$4.53M -$27.7K -5,000 -0.6%
Bank of America
6
Bank of America
North Carolina
$3.18M -$553K -100,010 -14%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.02M +$98.5K +17,796 +3%
GSWM
8
Golden State Wealth Management
California
$2.93M +$3.01M +543,761 New
LOPW
9
Live Oak Private Wealth
North Carolina
$2.77M
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$2.72M +$86.8K +15,690 +3%
Raymond James Financial
11
Raymond James Financial
Florida
$2.61M +$2.69M +485,966 New
SC
12
Scotia Capital
Ontario, Canada
$2.54M -$40.4K -7,304 -2%
Wells Fargo
13
Wells Fargo
California
$2.44M -$141K -25,414 -5%
Creative Planning
14
Creative Planning
Kansas
$2.4M -$68.2K -12,322 -3%
IAIM
15
International Assets Investment Management
Florida
$2.24M +$1.66K +300 +0.1%
IFG
16
Independent Financial Group
California
$2.19M +$532K +96,161 +31%
Cohen & Steers
17
Cohen & Steers
New York
$2.15M -$4.11M -743,640 -65%
UBS Group
18
UBS Group
Switzerland
$2.13M +$18.7K +3,386 +0.9%
IAA
19
Independent Advisor Alliance
North Carolina
$1.98M +$2.03M +367,744 New
AWM
20
Accel Wealth Management
Iowa
$1.86M +$111K +19,990 +6%
Cerity Partners
21
Cerity Partners
New York
$1.48M +$126K +22,767 +9%
MGWM
22
Marks Group Wealth Management
Minnesota
$1.32M
SPIA
23
Steward Partners Investment Advisory
New York
$1.2M +$292K +52,800 +31%
AAM
24
Advisors Asset Management
Colorado
$1.12M -$20.5K -3,697 -2%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$1.1M -$2.93K -529 -0.3%