|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$4.57M
|
+$176K
|
+75,215
|
+4%
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$4.22M
|
-$64.8K
|
-27,756
|
-2%
|
|
|
3
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$647K
|
-$51.3K
|
-21,962
|
-8%
|
|
|
4
|
Basso Capital Management
Stamford,
Connecticut
|
$516K
|
+$467K
|
+200,000
|
New
|
|
|
5
|
|
$404K
|
-$795K
|
-340,230
|
-68%
|
|
|
6
|
Panagora Asset Management
Boston,
Massachusetts
|
$333K
|
-$13.3K
|
-5,683
|
-4%
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$174K
|
–
|
–
|
–
|
|
|
8
|
HighTower Advisors
Chicago,
Illinois
|
$95K
|
–
|
–
|
–
|
|
|
9
|
Citadel Advisors
Miami,
Florida
|
$55K
|
+$49.7K
|
+21,301
|
New
|
|
|
10
|
Ameriprise
Minneapolis,
Minnesota
|
$50K
|
+$45.3K
|
+19,384
|
New
|
|
|
11
|
Virtu KCG Holdings
New York
|
$47K
|
-$3.32K
|
-1,420
|
-7%
|
|
|
12
|
Raymond James Trust
St. Petersburg,
Florida
|
$31K
|
–
|
–
|
–
|
|
|
13
|
|
$26K
|
+$2.33K
|
+1,000
|
+11%
|
|
|
14
|
Waldron Private Wealth
Bridgeville,
Pennsylvania
|
$25K
|
–
|
–
|
–
|
|
|
15
|
Wells Fargo
San Francisco,
California
|
$11K
|
-$425
|
-182
|
-4%
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$11K
|
+$9.74K
|
+4,170
|
New
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$10K
|
+$8.42K
|
+3,606
|
+646%
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$7K
|
+$6.12K
|
+2,619
|
+3,492%
|
|
|
19
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
$6K
|
–
|
–
|
–
|
|
|
20
|
American International Group
New York
|
$5K
|
+$70
|
+30
|
+2%
|
|
|
21
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$107K
|
-43,475
|
Closed
|
|
|
22
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$56K
|
-22,693
|
Closed
|
|
|
23
|
Yakira Capital Management
Westport,
Connecticut
|
–
|
-$44K
|
-17,700
|
Closed
|
|
|
24
|
IFP Advisors
Tampa,
Florida
|
–
|
-$16K
|
-6,600
|
Closed
|
|
|
25
|
MCF Advisors
Covington,
Kentucky
|
–
|
-$10K
|
-4,000
|
Closed
|
|
