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First Trust Nasdaq Semiconductor ETF

30 hedge funds and large institutions have $21.9M invested in First Trust Nasdaq Semiconductor ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

58% more capital invested

Capital invested by funds: $13.9M → $21.9M (+$8.02M)

30% more funds holding

Funds holding: 2330 (+7)

3.74% less ownership

Funds ownership: 54.42%50.68% (-3.7%)

Holders
30
Holders Change
+7
Holders Change %
+30.43%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
11
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.16M +$2.99M +78,908 +359%
Bank of America
2
Bank of America
North Carolina
$3.1M -$3.62M -95,383 -56%
RJA
3
Raymond James & Associates
Florida
$2.5M +$330K +8,703 +17%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.93M +$232K +6,115 +15%
NFG
5
Next Financial Group
Texas
$1.68M +$1.52M +40,093 +6,819%
Citadel Advisors
6
Citadel Advisors
Florida
$1.26M +$1.16M +30,642 New
Truist Financial
7
Truist Financial
North Carolina
$1.15M +$1.06M +27,844 New
KWM
8
Kingsview Wealth Management
Oregon
$1.05M +$963K +25,387 New
IA
9
IFG Advisory
Georgia
$906K -$51.5K -1,359 -6%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$808K +$180K +4,747 +32%
AWM
11
AE Wealth Management
Kansas
$795K +$732K +19,297 New
SS
12
Simplicity Solutions
Minnesota
$766K +$705K +18,585 New
PFA
13
Pinnacle Family Advisors
Missouri
$368K +$339K +8,935 New
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$362K
AG
15
Advisor Group
Arizona
$354K +$179K +4,709 +121%
SPC
16
Sigma Planning Corp
Michigan
$226K +$208K +5,487 New
UBS Group
17
UBS Group
Switzerland
$133K +$123K +3,240 New
APA
18
American Portfolios Advisors
New York
$110K +$40.6K +1,072 +67%
AWA
19
Arkadios Wealth Advisors
Georgia
$67.6K +$59K +1,557 New
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$61K +$114 +3 +0.2%
TCWM
21
Total Clarity Wealth Management
Illinois
$31K +$28.6K +755 New
WAP
22
Wealthcare Advisory Partners
Pennsylvania
$25K +$38 +1 +0.2%
RFM
23
Royal Fund Management
Florida
$22K
CFGS
24
Concourse Financial Group Securities
Alabama
$20K +$15.7K +414 +702%
SFPG
25
Stonebridge Financial Planning Group
Florida
$16K +$15.2K +400 New

FTXL Hedge Fund Activity: Q4 2019 in Review

30 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Semiconductor ETF (FTXL) for Q4 2019, worth a combined $21.9M — up 58% from $13.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FTXL positions and 3 closed out — a net gain of 8 holders — while 11 added to existing stakes and 4 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.99M. The largest seller was Bank of America, cutting an estimated $3.62M.

  • 30 institutional investors held First Trust Nasdaq Semiconductor ETF (FTXL) as of Q4 2019, up from 23 in Q3 2019.
  • Funds reported $21.9M of First Trust Nasdaq Semiconductor ETF stock for Q4 2019, up 58% quarter-over-quarter.
  • 11 funds opened new First Trust Nasdaq Semiconductor ETF positions in Q4 2019 and 3 closed out, a net change of +8 holders.
  • The largest First Trust Nasdaq Semiconductor ETF buyer in Q4 2019 was LPL Financial, an estimated $2.99M added.
  • The largest First Trust Nasdaq Semiconductor ETF seller in Q4 2019 was Bank of America, an estimated $3.62M sold.

Based on aggregated 13F filings for Q4 2019.