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First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$23M -$6.28M -475,440 -22%
Morgan Stanley
2
Morgan Stanley
New York
$9.82M +$232K +17,554 +2%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$6.41M -$25.4K -1,926 -0.4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.68M -$760K -57,514 -14%
PNC
5
Park National Corp
Ohio
$4.56M -$9.16K -694 -0.2%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.44M -$16.1M -1,217,716 -79%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$4.05M -$310K -23,488 -7%
RA
8
RFG Advisory
Alabama
$3.15M +$507K +38,373 +20%
AFS
9
Aft Forsyth & Sober
Florida
$3.03M – – –
OMC
10
Old Mission Capital
Illinois
$1.96M +$1.16M +87,718 +153%
PWA
11
PCG Wealth Advisors
Kansas
$1.74M -$237K -17,921 -12%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.64M -$59.5K -4,509 -4%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.6M -$32.4K -2,451 -2%
RJA
14
Raymond James & Associates
Florida
$1.58M -$206K -15,587 -12%
SPC
15
Sigma Planning Corp
Michigan
$1.4M -$8.16K -618 -0.6%
Bank of America
16
Bank of America
North Carolina
$1.38M +$93.2K +7,057 +7%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.07M -$53.3K -4,035 -5%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.02M -$1.13M -85,420 -53%
DADC
19
D.A. Davidson & Co
Montana
$1.01M -$51.8K -3,925 -5%
Jane Street
20
Jane Street
New York
$731K -$1.22M -92,101 -63%
EH
21
Equitable Holdings
New York
$711K -$370K -27,993 -35%
MCM
22
Monument Capital Management
Virginia
$706K -$61.3K -4,638 -8%
QCIG
23
Quad-Cities Investment Group
Iowa
$699K -$231K -17,513 -25%
Stifel Financial
24
Stifel Financial
Missouri
$627K -$20.8K -1,576 -3%
CW
25
CreativeOne Wealth
Kansas
$621K +$608K +46,037 New
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