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First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
DC
26
Davenport & Co
Virginia
$237K +$219K +14,321 New
Stifel Financial
27
Stifel Financial
Missouri
$212K +$196K +12,820 New
IWM
28
IHT Wealth Management
Illinois
$200K +$185K +12,055 New
BRWM
29
B. Riley Wealth Management
Tennessee
$192K +$178K +11,604 New
NA
30
NewEdge Advisors
Louisiana
$190K +$176K +11,474 New
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$186K +$172K +11,224 New
LNC
32
Lincoln National Corp
Pennsylvania
$181K +$168K +10,947 New
AAS
33
Avantax Advisory Services
Texas
$176K +$163K +10,622 New
Carson Wealth (CWM LLC)
34
Carson Wealth (CWM LLC)
Nebraska
$134K -$17.4K -1,139 -12%
TF
35
Tompkins Financial
New York
$60K +$55.3K +3,614 New
APA
36
American Portfolios Advisors
New York
$46.4K +$41.5K +2,709 +2,977%
Morgan Stanley
37
Morgan Stanley
New York
$30K
CIAS
38
Capital Investment Advisory Services
North Carolina
$25K +$15.3K +1,000 +200%
IRC
39
Investors Research Corp
Georgia
$13K
TFS
40
TrustCore Financial Services
Tennessee
$10K +$3.19K +208 +53%
GRP
41
Global Retirement Partners
California
$4K +$3.72K +243 New
Simplex Trading
42
Simplex Trading
Illinois
$1K -$1.27K -83 -50%
BFEC
43
Benjamin F. Edwards & Company
Missouri
$1K +$1.01K +66 New
SA
44
SFI Advisors
New Jersey
-$2.01M -128,021 Closed
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
-$190K -13,697 Closed
UBS Group
46
UBS Group
Switzerland
-$9K -635 Closed
TRCT
47
Tower Research Capital (TRC)
New York
-$4K -269 Closed