Flotek Industries
FTK
149 hedge funds and large institutions have $841M invested in Flotek Industries in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 60 increasing their positions, 57 reducing their positions, and 13 closing their positions.
62% more first-time investments, than exits
New positions opened: 21 | Existing positions closed: 13
4% more funds holding
Funds holding: 143 → 149 (+6)
5% more repeat investments, than reductions
Existing positions increased: 60 | Existing positions reduced: 57
0.67% more ownership
Funds ownership: 12.86% → 13.53% (+0.67%)
7% less capital invested
Capital invested by funds: $904M → $841M (-$63.2M)
33% less call options, than puts
Call options by funds: $36.8M | Put options by funds: $54.9M
50% less funds holding in top 10
Funds holding in top 10: 6 → 3 (-3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BAMCO Inc
New York
|
+$32.9M |
| 2 |
Bank of New York Mellon
New York
|
+$23.9M |
| 3 |
T. Rowe Price Associates
Baltimore,
Maryland
|
+$20.5M |
| 4 |
GCM
Gates Capital Management
New York
|
+$18.3M |
| 5 |
JCM
Jasinkiewicz Capital Management
Summit,
New Jersey
|
+$13.1M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FMA
Fiduciary Management Associates
Chicago,
Illinois
|
-$13.8M |
| 2 |
DCM
Driehaus Capital Management
Chicago,
Illinois
|
-$9.43M |
| 3 |
OMC
Overbrook Management Corp
New York
|
-$8.32M |
| 4 |
CCM
Cupps Capital Management
Chicago,
Illinois
|
-$5.39M |
| 5 |
Loomis, Sayles & Company
Boston,
Massachusetts
|
-$5.27M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AII
151
AGF Investments Inc
Toronto,
Ontario, Canada
| – | -$3.76M | -27,323 | Closed |
|
|
NVIM
152
New Vernon Investment Management
Highland Park,
Illinois
| – | -$3.46M | -25,056 | Closed |
|
|
GAM
153
Gotham Asset Management
New York
| – | -$3.13M | -22,710 | Closed |
|
|
PP
154
PDT Partners
New York
| – | -$1.59M | -11,524 | Closed |
|
155
Luther King Capital Management (LKCM)
Fort Worth,
Texas
| – | -$992K | -7,190 | Closed |
|
156
ProShare Advisors
Bethesda,
Maryland
| – | -$716K | -5,187 | Closed |
|
|
SO
157
STRS Ohio
Columbus,
Ohio
| – | -$414K | -3,000 | Closed |
|
|
DC
158
Deere & Company
Moline,
Illinois
| – | -$283K | -2,054 | Closed |
|
159
SG Americas Securities
New York
| – | -$195K | -1,416 | Closed |
|
|
FANJ
160
Financial Architects (New Jersey)
Marlton,
New Jersey
| – | -$184K | -1,333 | Closed |
|
|
NC
161
NewSquare Capital
Newtown Square,
Pennsylvania
| – | -$3K | -21 | Closed |
|
|
JG
162
Jefferies Group
New York
| – | -$2.03K | -16 | Closed |
|
FTK Hedge Fund Activity: Q4 2013 in Review
149 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Flotek Industries (FTK) for Q4 2013, worth a combined $841M — down 7% from $904M a quarter earlier.
Buyers outnumbered sellers: 21 funds opened new FTK positions and 13 closed out — a net gain of 8 holders — while 60 added to existing stakes and 57 trimmed.
The largest buyer was BAMCO Inc, adding an estimated $32.9M. The largest seller was Fiduciary Management Associates, exiting entirely with an estimated $13.8M sold.
- 149 institutional investors held Flotek Industries (FTK) as of Q4 2013, up from 143 in Q3 2013.
- Funds reported $841M of Flotek Industries stock for Q4 2013, down 7% quarter-over-quarter.
- 21 funds opened new Flotek Industries positions in Q4 2013 and 13 closed out, a net change of +8 holders.
- The largest Flotek Industries buyer in Q4 2013 was BAMCO Inc, an estimated $32.9M added.
- The largest Flotek Industries seller in Q4 2013 was Fiduciary Management Associates, an estimated $13.8M sold.
Based on aggregated 13F filings for Q4 2013.