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First Trust High Yield Opportunities 2027 Term Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Apollon Wealth Management
51
Apollon Wealth Management
South Carolina
$260K -$752K -53,035 -75%
Raymond James Financial Services Advisors
52
Raymond James Financial Services Advisors
Florida
$244K +$9.31K +657 +4%
FAG
53
Fortitude Advisory Group
Washington
$243K – – –
NC
54
NovaPoint Capital
Georgia
$224K – – –
CPRC
55
Consolidated Portfolio Review Corp
New York
$221K +$216K +15,208 New
PI
56
PFG Investments
New York
$221K +$216K +15,208 New
IAIM
57
International Assets Investment Management
Florida
$220K -$13.3K -937 -6%
UBS Group
58
UBS Group
Switzerland
$218K -$17.3K -1,218 -8%
Millennium Management
59
Millennium Management
New York
$218K +$212K +14,961 New
Carson Wealth (CWM LLC)
60
Carson Wealth (CWM LLC)
Nebraska
$217K +$27.8K +1,962 +15%
Envestnet Asset Management
61
Envestnet Asset Management
Illinois
$186K -$6.82K -481 -4%
Prime Capital Investment Advisors
62
Prime Capital Investment Advisors
Kansas
$175K -$63.8K -4,505 -27%
CSPIA
63
Cary Street Partners Investment Advisory
Virginia
$174K – – –
FFWM
64
Future Financial Wealth Management
Ohio
$172K +$167K +11,800 New
Cresset Asset Management
65
Cresset Asset Management
Illinois
$152K +$2.93K +207 +2%
Truist Financial
66
Truist Financial
North Carolina
$150K +$146K +10,300 New
Whittier Trust
67
Whittier Trust
California
$109K +$106K +7,500 New
Allworth Financial
68
Allworth Financial
California
$95.4K +$64.7K +4,564 +228%
RFA
69
Register Financial Advisors
Georgia
$95.3K +$92.8K +6,551 New
CFGS
70
Concourse Financial Group Securities
Alabama
$91.6K -$56.7K -4,000 -39%
SS
71
Sunbelt Securities
Texas
$46.6K +$326 +23 +0.7%
NI
72
NCP Inc
California
$44.1K +$43K +3,031 New
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
$30.1K – – –
EverSource Wealth Advisors
74
EverSource Wealth Advisors
Alabama
$26.5K +$949 +67 +4%
NS
75
NBC Securities
Alabama
$26K -$1.18K -83 -4%