NBC Securities’s First Trust High Yield Opportunities 2027 Term Fund FTHY Stock Holding History

NBC Securities’s Portfolio FTHY Stock Details FTHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-1,181	Closed	-$17K	–	2811
2025 Q2	$17K	Hold	1,181	–	–	﹤0.01%	1772
2025 Q1	$17K	Buy	1,181 +1,180	+118,000%	+$17.2K	﹤0.01%	1546
2024 Q4	$17	Sell	1 -1,180	-100%	-$17.4K	﹤0.01%	1160
2024 Q3	$17K	Sell	1,181 -359	-23%	-$5.28K	﹤0.01%	1556
2024 Q2	$22K	Sell	1,540 -285	-16%	-$4.04K	﹤0.01%	1418
2024 Q1	$26K	Sell	1,825 -83	-4%	-$1.18K	﹤0.01%	1366
2023 Q4	$26K	Sell	1,908 -152	-7%	-$2.03K	﹤0.01%	1367
2023 Q3	$27K	Buy	+2,060	New	+$28.1K	﹤0.01%	1329

Other funds holding FTHY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIG

Kennedy Investment Group West Depford, New Jersey $255M AUM 20.81% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

NBC Securities's FTHY Position: Q3 2025 in Review

NBC Securities sold out of First Trust High Yield Opportunities 2027 Term Fund (FTHY) in Q3 2025, closing a stake of 1,181 shares — an estimated $17K sold.

NBC Securities first reported a position in FTHY in Q3 2023 and held it in 8 quarters. The position peaked at $27K in Q3 2023. 88 funds tracked by Wall St. Rank hold FTHY as of Q3 2025.

NBC Securities reported no remaining First Trust High Yield Opportunities 2027 Term Fund position as of Q3 2025 after selling out during the quarter.
NBC Securities sold 1,181 First Trust High Yield Opportunities 2027 Term Fund shares in Q3 2025, an estimated $17K.
NBC Securities first reported a position in First Trust High Yield Opportunities 2027 Term Fund in Q3 2023 and held it in 8 quarters.
NBC Securities's First Trust High Yield Opportunities 2027 Term Fund position peaked at $27K in Q3 2023.
88 funds tracked by Wall St. Rank held First Trust High Yield Opportunities 2027 Term Fund as of Q3 2025.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.