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First Trust Core Investment Grade ETF
FTCB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$91.8M +$22.9M +1,103,078 +34%
LPL Financial
2
LPL Financial
California
$79.5M +$34M +1,634,458 +76%
LI
3
LVZ Inc
Michigan
$63.3M +$5.48M +263,396 +10%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$54M +$16.3M +781,670 +44%
KAS
5
Kestra Advisory Services
Texas
$28.4M +$12.7M +610,312 +82%
SI
6
Stephens Inc
Arkansas
$26.5M +$26.2M +1,261,287 New
SCM
7
Seascape Capital Management
New Hampshire
$22.7M +$22.5M +1,082,181 New
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$21.7M +$12.3M +592,619 +134%
PVI
9
Pine Valley Investments
New Jersey
$21.6M +$21.4M +1,028,242 New
CWP
10
Cyndeo Wealth Partners
Florida
$19.4M +$1.37M +65,854 +8%
P
11
&Partners
Tennessee
$15M +$12.6M +605,827 New
NEWAS
12
N.E.W. Advisory Services
Wisconsin
$14.6M +$14.5M +696,398 New
Stifel Financial
13
Stifel Financial
Missouri
$14.3M +$14.2M +681,344 New
HI
14
Harbour Investments
Wisconsin
$14.3M +$10.6M +511,430 +304%
PFS
15
Prospera Financial Services
Texas
$13.4M +$1.3M +62,661 +11%
First Trust Advisors
16
First Trust Advisors
Illinois
$13.2M +$1.96M +94,070 +18%
PAG
17
Private Advisor Group
New Jersey
$11.5M +$11.4M +549,372 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$10.6M +$2.19M +105,429 +26%
M1FG
19
Mach-1 Financial Group
Arkansas
$9.86M +$9.76M +469,603 New
Osaic Holdings
20
Osaic Holdings
Arizona
$7.86M +$6.47M +311,127 +491%
KWM
21
Kingsview Wealth Management
Oregon
$7.61M +$7.54M +362,440 New
AssetMark Inc
22
AssetMark Inc
California
$7.5M +$1.86M +89,508 +33%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$7.18M +$170K +8,187 +2%
AAP
24
Arax Advisory Partners
Colorado
$6.52M +$6.45M +310,391 New
HAS
25
HBW Advisory Services
California
$6.4M +$1.67M +80,522 +36%
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