|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$7M
|
+$556K
|
+37,576
|
+9%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$3.69M
|
+$161K
|
+10,907
|
+5%
|
|
|
3
|
Clough Capital Partners
Boston,
Massachusetts
|
$3.29M
|
+$2.18M
|
+147,500
|
+241%
|
|
|
4
|
Capital Investment Advisors
Atlanta,
Georgia
|
$393K
|
–
|
–
|
–
|
|
|
5
|
Wedbush Securities
Los Angeles,
California
|
$190K
|
–
|
–
|
–
|
|
|
6
|
Highlander Capital Management
Short Hills,
New Jersey
|
$55K
|
–
|
–
|
–
|
|
|
7
|
Spire Wealth Management
Mclean,
Virginia
|
$28K
|
+$26.6K
|
+1,800
|
New
|
|
|
8
|
Advisory Services Network
Atlanta,
Georgia
|
$26K
|
+$24.8K
|
+1,675
|
New
|
|
|
9
|
Cullen/Frost Bankers
San Antonio,
Texas
|
$24K
|
–
|
–
|
–
|
|
|
10
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$20K
|
–
|
–
|
–
|
|
|
11
|
Clean Yield Group
Norwich,
Vermont
|
$1K
|
+$813
|
+55
|
New
|
|
|
12
|
Saba Capital Management
New York
|
–
|
-$15M
|
-1,046,615
|
Closed
|
|
|
13
|
Franklin Resources
San Mateo,
California
|
–
|
-$3.93M
|
-273,754
|
Closed
|
|
|
14
|
Matisse Capital
Portland,
Oregon
|
–
|
-$3.53M
|
-246,509
|
Closed
|
|
|
15
|
Bulldog Investors
Saddle Brook,
New Jersey
|
–
|
-$2.94M
|
-204,922
|
Closed
|
|
|
16
|
Wells Fargo
San Francisco,
California
|
–
|
-$2.72M
|
-189,844
|
Closed
|
|
|
17
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$2.46M
|
-171,828
|
Closed
|
|
|
18
|
|
–
|
-$1.8M
|
-125,215
|
Closed
|
|
|
19
|
Sentinel Trust
Houston,
Texas
|
–
|
-$1.68M
|
-117,500
|
Closed
|
|
|
20
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$1.02M
|
-71,291
|
Closed
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$1.02M
|
-70,976
|
Closed
|
|
|
22
|
Qube Research & Technologies (QRT)
London,
United Kingdom
|
–
|
-$799K
|
-55,720
|
Closed
|
|
|
23
|
|
–
|
-$746K
|
-52,034
|
Closed
|
|
|
24
|
Parametric Portfolio Associates
Seattle,
Washington
|
–
|
-$707K
|
-49,311
|
Closed
|
|
|
25
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$434K
|
-30,260
|
Closed
|
|
