|
401
|
SeaCrest Wealth Management
Purchase,
New York
|
$1K
|
–
|
–
|
–
|
|
|
402
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
403
|
Valeo Financial Advisors
Carmel,
Indiana
|
$1K
|
–
|
–
|
–
|
|
|
404
|
Washington Trust Bank
Spokane,
Washington
|
$1K
|
–
|
–
|
–
|
|
|
405
|
Exane Derivatives
Paris,
France
|
$124
|
–
|
–
|
–
|
|
|
406
|
Stevens Capital Management
Radnor,
Pennsylvania
|
–
|
-$6.09M
|
-48,141
|
Closed
|
|
|
407
|
|
–
|
-$3.64M
|
-28,680
|
Closed
|
|
|
408
|
RVB Capital Management
Great Neck,
New York
|
–
|
-$2.21M
|
-17,500
|
Closed
|
|
|
409
|
Tibra Equities Europe
London,
United Kingdom
|
–
|
-$1.61M
|
-12,733
|
Closed
|
|
|
410
|
Connor, Clark & Lunn Investment Management (CC&L)
Vancouver,
British Columbia, Canada
|
–
|
-$1.09M
|
-8,650
|
Closed
|
|
|
411
|
Quantitative Systematic Strategies
Ponte Vedra Beach,
Florida
|
–
|
-$979K
|
-7,735
|
Closed
|
|
|
412
|
Capital Fund Management (CFM)
Paris,
France
|
–
|
-$949K
|
-7,500
|
Closed
|
|
|
413
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$796K
|
-6,289
|
Closed
|
|
|
414
|
Ellington Management Group
Old Greenwich,
Connecticut
|
–
|
-$633K
|
-5,000
|
Closed
|
|
|
415
|
6 Meridian
Wichita,
Kansas
|
–
|
-$513K
|
-4,050
|
Closed
|
|
|
416
|
|
–
|
-$397K
|
-3,134
|
Closed
|
|
|
417
|
Oppenheimer & Co
New York
|
–
|
-$321K
|
-2,536
|
Closed
|
|
|
418
|
Blackhawk Capital Partners
Thiensville,
Wisconsin
|
–
|
-$283K
|
-2,238
|
Closed
|
|
|
419
|
|
–
|
-$231K
|
-1,823
|
Closed
|
|
|
420
|
American Assets Capital Advisers
San Diego,
California
|
–
|
-$202K
|
-1,600
|
Closed
|
|
|
421
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$202K
|
-1,599
|
Closed
|
|
|
422
|
Oppenheimer Asset Management
New York
|
–
|
-$201K
|
-1,586
|
Closed
|
|
|
423
|
Envestnet Asset Management
Chicago,
Illinois
|
–
|
-$175K
|
-1,378
|
Closed
|
|
|
424
|
RWA Wealth Partners
Newton,
Massachusetts
|
–
|
-$152K
|
-1,200
|
Closed
|
|
|
425
|
Qube Research & Technologies (QRT)
London,
United Kingdom
|
–
|
-$128K
|
-1,013
|
Closed
|
|
