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BlackRock Floating Rate Income Strategies Fund
FRA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.4M +$1.11M +93,151 +8%
LPL Financial
2
LPL Financial
California
$10.1M +$10.1M +848,080 +1,284%
GC
3
Guggenheim Capital
Illinois
$8.64M +$400K +33,476 +4%
Invesco
4
Invesco
Georgia
$6.38M -$247K -20,648 -3%
RVPG
5
Relative Value Partners Group
$5.89M -$270K -22,580 -4%
OCM
6
Oaktree Capital Management
California
$5.72M +$383K +32,072 +7%
AAM
7
Advisors Asset Management
Colorado
$4.47M +$111K +9,296 +2%
BAM
8
Byrne Asset Management
New Jersey
$4.26M -$126K -10,527 -3%
Osaic Holdings
9
Osaic Holdings
Arizona
$3.21M -$627K -52,485 -15%
WWMSC
10
Wagner Wealth Management (South Carolina)
South Carolina
$3.14M +$1.32M +110,403 +63%
EVM
11
Eaton Vance Management
Massachusetts
$2.87M -$3.11M -260,628 -50%
Truist Financial
12
Truist Financial
North Carolina
$2.63M +$50.6K +4,232 +2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.29M -$127K -10,621 -5%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$2.22M -$21.5K -1,798 -0.9%
UBS Group
15
UBS Group
Switzerland
$2.15M +$247K +20,637 +12%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.9M +$72.8K +6,091 +4%
Bank of America
17
Bank of America
North Carolina
$1.44M -$322K -26,981 -17%
Ameriprise
18
Ameriprise
Minnesota
$1.4M +$40.5K +3,392 +3%
JP Morgan Chase
19
JP Morgan Chase
New York
$1.14M – – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.05M -$281K -23,539 -20%
CPC
21
Congress Park Capital
New York
$1.04M +$1.13M +94,433 New
AA
22
Apriem Advisors
California
$1.03M +$27.9K +2,339 +3%
DADC
23
D.A. Davidson & Co
Montana
$1M +$289K +24,187 +36%
SWRP
24
Summit Wealth & Retirement Planning
California
$981K +$142K +11,847 +15%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$936K +$42.1K +3,522 +4%
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