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BlackRock Floating Rate Income Strategies Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OC
51
Oppenheimer & Co
New York
$183K +$179K +13,173 New
BCMIO
52
Beacon Capital Management Inc (Ohio)
Ohio
$153K
SPC
53
Sigma Planning Corp
Michigan
$152K -$6.12K -450 -4%
BA
54
Boston Advisors
Massachusetts
$152K
CC
55
Caxton Corporation
New Jersey
$152K +$149K +10,958 New
CS
56
Credit Suisse
Switzerland
$149K -$3.1K -228 -2%
SI
57
SII Investments
Wisconsin
$140K -$8.01K -589 -6%
JIR
58
James Investment Research
Ohio
$128K
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$102K +$100K +7,354 New
VNA
60
Valley National Advisers
Pennsylvania
$39K +$38.5K +2,829 New
Creative Planning
61
Creative Planning
Kansas
$28K -$14.7K -1,082 -35%
DADC
62
D.A. Davidson & Co
Montana
$21K
TRCT
63
Tower Research Capital (TRC)
New York
$17K +$16.3K +1,200 New
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$11K +$11K +812 New
HCM
65
Highlander Capital Management
New Jersey
$7K
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$6K
ASN
67
Advisory Services Network
Georgia
$5K +$41 +3 +0.8%
MA
68
MUFG Americas
New York
$1K +$177 +13 +19%
FNYS
69
First New York Securities
New York
-$1.56M -116,284 Closed
SG Americas Securities
70
SG Americas Securities
New York
-$1.22M -91,336 Closed
AQR Capital Management
71
AQR Capital Management
Connecticut
-$918K -68,537 Closed
LCM
72
Laurion Capital Management
New York
-$793K -59,242 Closed
CA
73
Cornerstone Advisors
North Carolina
-$759K -56,653 Closed
VKH
74
Virtu KCG Holdings
New York
-$591K -44,112 Closed
WAM
75
Wolverine Asset Management
Illinois
-$458K -34,219 Closed