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First Trust Intermediate Duration Preferred & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
76
Advisory Services Network
Georgia
$15K +$15.2K +650 New
SEI Investments
77
SEI Investments
Pennsylvania
$12K -$42.5K -1,821 -78%
CT
78
CPF Texas
Texas
$12K – – –
SIS
79
Sound Income Strategies
Florida
$12K – – –
AIM
80
Anchor Investment Management
South Carolina
$8.72K – – –
PNC Financial Services Group
81
PNC Financial Services Group
Pennsylvania
$8K -$1.66K -71 -17%
GI
82
Gradient Investments
Minnesota
$7K – – –
Manulife (Manufacturers Life Insurance)
83
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K -$2.54K -109 -38%
TRCT
84
Tower Research Capital (TRC)
New York
$4K +$3.73K +160 New
VIA
85
Vident Investment Advisory
Georgia
– -$8.73M -358,164 Closed
Bank of Montreal
86
Bank of Montreal
Ontario, Canada
– -$5.88M -241,333 Closed
SI
87
SII Investments
Wisconsin
– -$2.96M -121,547 Closed
CA
88
Cetera Advisors
Colorado
– -$1.59M -65,489 Closed
NMC
89
Nine Masts Capital
Hong Kong
– -$1.01M -41,600 Closed
IH
90
IFC Holdings
Florida
– -$920K -37,785 Closed
SMC
91
Smith, Moore & Co
Missouri
– -$229K -9,387 Closed
GA
92
Greytown Advisors
Florida
– -$209K -5,527 Closed
AA
93
AlphaMark Advisors
Kentucky
– -$69K -2,850 Closed
LCM
94
Liberty Capital Management
Michigan
– -$37K -1,530 Closed
CA
95
Calton & Associates
Florida
– -$21K -907 Closed
APP
96
Avantax Planning Partners
Iowa
– +$257 +11 New