Nine Masts Capital’s First Trust Intermediate Duration Preferred & Income Fund FPF Stock Holding History

Nine Masts Capital’s Portfolio FPF Stock Details FPF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-90,900	Closed	-$1.95M	–	242
2018 Q3	$1.95M	Buy	+90,900	New	+$1.98M	0.53%	41
2018 Q1	–	Sell	-41,600	Closed	-$1.01M	–	299
2017 Q4	$1.01M	Buy	+41,600	New	+$1.03M	0.14%	63
2016 Q4	–	Sell	-143,498	Closed	-$3.35M	–	74
2016 Q3	$3.35M	Buy	+143,498	New	+$3.36M	0.67%	35

Other funds holding FPF

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $233M AUM 21.98% 1-Year Est. Return

Nine Masts Capital's FPF Position: Q4 2018 in Review

Nine Masts Capital sold out of First Trust Intermediate Duration Preferred & Income Fund (FPF) in Q4 2018, closing a stake of 90,900 shares — an estimated $1.95M sold.

Nine Masts Capital first reported a position in FPF in Q3 2016 and held it in 3 quarters. The position peaked at $3.35M in Q3 2016. 93 funds tracked by Wall St. Rank hold FPF as of Q4 2018.

Nine Masts Capital reported no remaining First Trust Intermediate Duration Preferred & Income Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 90,900 First Trust Intermediate Duration Preferred & Income Fund shares in Q4 2018, an estimated $1.95M.
Nine Masts Capital first reported a position in First Trust Intermediate Duration Preferred & Income Fund in Q3 2016 and held it in 3 quarters.
Nine Masts Capital's First Trust Intermediate Duration Preferred & Income Fund position peaked at $3.35M in Q3 2016.
93 funds tracked by Wall St. Rank held First Trust Intermediate Duration Preferred & Income Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.