|
201
|
BDO Wealth Advisors
Jacksonville,
Florida
|
$3K
|
–
|
–
|
–
|
|
|
202
|
Krilogy Financial
St. Louis,
Missouri
|
$3K
|
+$2.99K
|
+156
|
New
|
|
|
203
|
Signature Estate & Investment Advisors
Los Angeles,
California
|
–
|
-$3.47M
|
-181,971
|
Closed
|
|
|
204
|
Stratos Wealth Partners
Beachwood,
Ohio
|
–
|
-$3.3M
|
-173,205
|
Closed
|
|
|
205
|
State of Tennessee, Department of Treasury
Nashville,
Tennessee
|
–
|
-$1.01M
|
-52,900
|
Closed
|
|
|
206
|
Citadel Advisors
Miami,
Florida
|
–
|
-$687K
|
-36,033
|
Closed
|
|
|
207
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$588K
|
-30,870
|
Closed
|
|
|
208
|
Ruggie Capital Group
Tavares,
Florida
|
–
|
-$509K
|
-26,700
|
Closed
|
|
|
209
|
Centaurus Financial
Anaheim,
California
|
–
|
-$472K
|
-24,780
|
Closed
|
|
|
210
|
B. Riley Financial
Los Angeles,
California
|
–
|
-$455K
|
-23,700
|
Closed
|
|
|
211
|
Breiter Capital Management
Bradenton,
Florida
|
–
|
-$303K
|
-15,917
|
Closed
|
|
|
212
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$214K
|
-11,229
|
Closed
|
|
|
213
|
Stelac Advisory Services
New York
|
–
|
-$210K
|
-11,000
|
Closed
|
|
|
214
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$70K
|
-3,665
|
Closed
|
|
|
215
|
IMA Advisory Services
Denver,
Colorado
|
–
|
-$45K
|
-2,345
|
Closed
|
|
|
216
|
Acorn Wealth Advisors
Grand Blanc,
Michigan
|
–
|
-$32K
|
-1,700
|
Closed
|
|
|
217
|
Bay Colony Advisors
Concord,
Massachusetts
|
–
|
-$26K
|
-1,365
|
Closed
|
|
|
218
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$12K
|
-618
|
Closed
|
|
|
219
|
RPg Family Wealth Advisory
Burlington,
Massachusetts
|
–
|
-$11.6K
|
-606
|
Closed
|
|
|
220
|
NVWM LLC
Yardley,
Pennsylvania
|
–
|
-$10K
|
-500
|
Closed
|
|
|
221
|
Accurate Investment Solutions
Seven Fields,
Pennsylvania
|
–
|
-$1K
|
-51
|
Closed
|
|
|
222
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
+$58
|
+3
|
New
|
|
