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First Trust Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FMTC
476
Farmers & Merchants Trust Company
California
– -$982K -53,862 Closed
NA
477
Note Advisors
New York
– -$946K -51,885 Closed
WCM
478
Winebrenner Capital Management
Kentucky
– -$760K -41,680 Closed
TWM
479
TCFG Wealth Management
California
– -$611K -33,471 Closed
HWM
480
HB Wealth Management
Georgia
– -$488K -26,744 Closed
BHBT
481
Burke & Herbert Bank & Trust
Virginia
– -$450K -24,688 Closed
HH
482
Hilltop Holdings
Texas
– -$397K -21,773 Closed
PTP
483
Platform Technology Partners
New York
– -$374K -20,499 Closed
FPAS
484
Focus Partners Advisor Solutions
Missouri
– -$346K -18,852 Closed
Thrivent Financial for Lutherans
485
Thrivent Financial for Lutherans
Minnesota
– -$317K -17,389 Closed
TCA
486
Transcend Capital Advisors
New Jersey
– -$289K -15,853 Closed
MWA
487
Merkkuri Wealth Advisors
New York
– -$246K -13,491 Closed
AWAG
488
ARS Wealth Advisors Group
Florida
– -$235K -12,888 Closed
DWM
489
Diversify Wealth Management
Utah
– -$200K -10,920 Closed
SIM
490
Seaview Investment Managers
Florida
– -$198K -10,865 Closed
Northern Trust
491
Northern Trust
Illinois
– -$195K -10,688 Closed
AP
492
Aspect Partners
Virginia
– -$188K -10,287 Closed
IAS
493
Insigneo Advisory Services
Florida
– -$183K -10,027 Closed
IAN
494
Integrated Advisors Network
Texas
– -$182K -10,002 Closed
TLA
495
Tanglewood Legacy Advisors
Texas
– -$85.7K -4,700 Closed
RFP
496
Root Financial Partners
California
– -$16.4K -900 Closed
MSG
497
Main Street Group
Virginia
– -$15.5K -850 Closed
PFBT
498
Parkside Financial Bank & Trust
Missouri
– -$15.2K -835 Closed
Simplex Trading
499
Simplex Trading
Illinois
– -$12K -661 Closed
PFG
500
Premier Financial Group
California
– -$10.7K -588 Closed