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First Trust Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CBT
251
Capital Bank & Trust
California
$10K – – –
CAL
252
Capital Analysts LLC
Pennsylvania
$7K +$7.85K +400 New
RCG
253
Ruggie Capital Group
Florida
$6K -$10.8K -549 -63%
HCM
254
Highlander Capital Management
New Jersey
$6K – – –
AssetMark Inc
255
AssetMark Inc
California
$5K +$5.2K +265 New
GWMIA
256
Global Wealth Management Investment Advisory
Florida
$4K -$1.8K -92 -30%
AA
257
AlphaMark Advisors
Kentucky
$4K – – –
IRC
258
Investors Research Corp
Georgia
$4K +$4.2K +214 New
SIS
259
Sound Income Strategies
Florida
$3K – – –
LFAS
260
Level Four Advisory Services
Texas
– -$12.4M -640,147 Closed
NDSI
261
Newman Dignan & Sheerar Inc
Rhode Island
– -$5.48M -282,667 Closed
PFA
262
Pinnacle Family Advisors
Missouri
– -$858K -44,275 Closed
ACM
263
AlphaStar Capital Management
North Carolina
– -$407K -20,979 Closed
SWAG
264
Spectrum Wealth Advisory Group
California
– -$366K -18,717 Closed
HCIA
265
Hochman Cole Investment Advisors
Illinois
– -$311K -16,042 Closed
Ameriprise
266
Ameriprise
Minnesota
– -$302K -15,557 Closed
HFP
267
Holistic Financial Partners
Indiana
– -$253K -13,068 Closed
CBFP
268
Cedar Brook Financial Partners
Ohio
– -$249K -12,842 Closed
SAS
269
Stelac Advisory Services
New York
– -$213K -11,000 Closed
FMP
270
Financial Management Professionals
Texas
– -$43K -2,222 Closed
AC
271
Avestar Capital
New York
– -$29K -1,500 Closed
OIA
272
OneDigital Investment Advisors
Kansas
– -$28K -1,444 Closed
FCB
273
First Command Bank
Texas
– -$24K -1,250 Closed
FCFS
274
First Command Financial Services
Texas
– -$24K -1,250 Closed
BRC
275
Bell Rock Capital
Delaware
– -$19K -1,000 Closed