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FT Vest US Equity Buffer ETF November

Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
1
First Allied Advisory Services
California
$5.82M +$6.43M +213,356 New
Osaic Holdings
2
Osaic Holdings
Arizona
$4.26M +$4.71M +156,164 New
CA
3
Cetera Advisors
Colorado
$3.58M +$3.96M +131,451 New
IC
4
InterOcean Capital
Illinois
$2.58M +$1.07M +35,510 +60%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.2M +$2.43M +80,650 New
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.12M +$2.34M +77,602 New
SPC
7
Sigma Planning Corp
Michigan
$1.4M +$1.55M +51,250 New
AAS
8
Avantax Advisory Services
Texas
$1.25M +$1.37M +45,411 New
PWM
9
PRW Wealth Management
Massachusetts
$1.1M +$1.22M +40,529 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.03M +$840K +27,876 +282%
AMC
11
Asset Management Corp
Illinois
$786K
HIS
12
Harvest Investment Services
Illinois
$651K +$720K +23,880 New
CCFM
13
Clear Creek Financial Management
Washington
$471K +$497K +16,500 New
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$337K +$372K +12,348 New
AIC
15
Ameritas Investment Company
Nebraska
$155K +$171K +5,679 New
CFGS
16
Concourse Financial Group Securities
Alabama
$126K -$46.7K -1,550 -25%
FDCDDQ
17
Federation des caisses Desjardins du Quebec
Quebec, Canada
$46.9K
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$34K
PFGIA
19
Patriot Financial Group Insurance Agency
Massachusetts
$27K
1W
20
1776 Wealth
Georgia
$5K +$6.03K +200 New
IA
21
IFP Advisors
Florida
$5K +$6.03K +200 New
AIC
22
Archer Investment Corporation
Indiana
-$157K -5,000 Closed