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FT Vest US Equity Buffer ETF November

Name Holding Trade Value Shares
Change
Change in
Stake
RWA
76
Redhawk Wealth Advisors
Minnesota
$248K -$42.2K -1,100 -15%
KA
77
Kovack Advisors
Florida
$242K -$9.7K -253 -4%
NRI
78
NFP Retirement Inc
California
$235K – – –
FWM
79
ForthRight Wealth Management
Georgia
$232K – – –
Royal Bank of Canada
80
Royal Bank of Canada
Ontario, Canada
$226K -$155K -4,037 -42%
SG
81
StoneX Group
New York
$221K – – –
BCM
82
Brookstone Capital Management
Illinois
$215K +$206K +5,383 New
SOS
83
Silver Oak Securities
Tennessee
$214K – – –
CFGS
84
Concourse Financial Group Securities
Alabama
$193K -$6.25K -163 -3%
UBS Group
85
UBS Group
Switzerland
$160K +$68.9K +1,798 +83%
Morgan Stanley
86
Morgan Stanley
New York
$138K – – –
CAL
87
Capital Analysts LLC
Pennsylvania
$101K – – –
AIC
88
Archer Investment Corporation
Indiana
$93.6K -$97.1K -2,532 -52%
SWA
89
SOA Wealth Advisors
New York
$70.9K – – –
FDCDDQ
90
Federation des caisses Desjardins du Quebec
Quebec, Canada
$60.5K -$8.44K -220 -13%
AIP
91
Ameritas Investment Partners
Nebraska
$60K – – –
LFG
92
Larson Financial Group
Missouri
$51.9K – – –
GM
93
GeoWealth Management
Illinois
$32K +$30.6K +798 New
RIA
94
Realta Investment Advisors
Delaware
$24.2K +$23K +600 New
PWM
95
PRW Wealth Management
Massachusetts
– -$2.94M -77,395 Closed
Wolverine Trading
96
Wolverine Trading
Illinois
– -$450K -12,095 Closed
SPC
97
Sigma Planning Corp
Michigan
– -$402K -10,705 Closed
ACG
98
Allen Capital Group
Nebraska
– -$397K -10,570 Closed
LSA
99
Lion Street Advisors
Texas
– -$283K -7,536 Closed
QPW
100
Quantum Private Wealth
Florida
– -$252K -6,700 Closed