|
501
|
Cougar Global Investments
Toronto,
Ontario, Canada
|
$2K
|
–
|
–
|
–
|
|
|
502
|
Vigilant Capital Management
Portland,
Maine
|
$2K
|
+$1.78K
|
+35
|
New
|
|
|
503
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
-$70K
|
-1,373
|
-99%
|
|
|
504
|
Bedel Financial Consulting
Indianapolis,
Indiana
|
$1K
|
–
|
–
|
–
|
|
|
505
|
Jacobi Capital Management
Pittston,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
506
|
TrustCore Financial Services
Brentwood,
Tennessee
|
$1K
|
+$1.07K
|
+21
|
New
|
|
|
507
|
Swiss Re
Zurich,
Switzerland
|
–
|
-$51M
|
-1,000,000
|
Closed
|
|
|
508
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$38.9M
|
-762,961
|
Closed
|
|
|
509
|
Great Lakes Advisors
Chicago,
Illinois
|
–
|
-$35.9M
|
-704,441
|
Closed
|
|
|
510
|
Relative Value Partners Group
|
–
|
-$25.1M
|
-492,200
|
Closed
|
|
|
511
|
Segment Wealth Management
Houston,
Texas
|
–
|
-$2.13M
|
-41,825
|
Closed
|
|
|
512
|
SimpliFi Inc
San Diego,
California
|
–
|
-$1.29M
|
-25,393
|
Closed
|
|
|
513
|
Financial Partners Group (Kansas)
Overland Park,
Kansas
|
–
|
-$1.25M
|
-24,460
|
Closed
|
|
|
514
|
United Asset Strategies
Garden City,
New York
|
–
|
-$1.08M
|
-21,150
|
Closed
|
|
|
515
|
|
–
|
-$955K
|
-18,727
|
Closed
|
|
|
516
|
Argent Trust Co
Nashville,
Tennessee
|
–
|
-$697K
|
-13,676
|
Closed
|
|
|
517
|
Virtue Capital Management
Brentwood,
Tennessee
|
–
|
-$459K
|
-9,006
|
Closed
|
|
|
518
|
Oliver Luxxe Assets
Gladstone,
New Jersey
|
–
|
-$345K
|
-6,765
|
Closed
|
|
|
519
|
Harbour Capital Advisors
Tysons Corner,
Virginia
|
–
|
-$328K
|
-6,453
|
Closed
|
|
|
520
|
Coldstream Capital Management
Bellevue,
Washington
|
–
|
-$245K
|
-4,795
|
Closed
|
|
|
521
|
Bank Pictet & Cie (Europe)
Frankfurt Am Main,
Germany
|
–
|
-$235K
|
-4,613
|
Closed
|
|
|
522
|
KeyBank National Association
Cleveland,
Ohio
|
–
|
-$226K
|
-4,435
|
Closed
|
|
|
523
|
Arete Wealth Advisors
Chicago,
Illinois
|
–
|
-$213K
|
-4,169
|
Closed
|
|
|
524
|
Piedmont Investment Advisors
Durham,
North Carolina
|
–
|
-$142K
|
-2,788
|
Closed
|
|
|
525
|
Washington Trust
Westerly,
Rhode Island
|
–
|
-$137K
|
-2,690
|
Closed
|
|
