|
1
|
Lazard Asset Management
New York
|
–
|
-$5.86M
|
-656,095
|
Closed
|
|
|
2
|
Saba Capital Management
New York
|
–
|
-$4.61M
|
-516,375
|
Closed
|
|
|
3
|
Clough Capital Partners
Boston,
Massachusetts
|
–
|
-$1.66M
|
-185,834
|
Closed
|
|
|
4
|
CSS LLC
Chicago,
Illinois
|
–
|
-$813K
|
-90,912
|
Closed
|
|
|
5
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$484K
|
-54,188
|
Closed
|
|
|
6
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$401K
|
-44,924
|
Closed
|
|
|
7
|
|
–
|
-$378K
|
-42,357
|
Closed
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
–
|
-$176K
|
-19,736
|
Closed
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$148K
|
-16,518
|
Closed
|
|
|
10
|
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
|
–
|
-$140K
|
-15,673
|
Closed
|
|
|
11
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$116K
|
-13,000
|
Closed
|
|
|
12
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$112K
|
-12,499
|
Closed
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
–
|
-$48K
|
-5,274
|
Closed
|
|
|
14
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$44K
|
-4,997
|
Closed
|
|
|
15
|
Castle Wealth Management
West Palm Beach,
Florida
|
–
|
-$18K
|
-2,000
|
Closed
|
|
|
16
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
–
|
-$13K
|
-1,483
|
Closed
|
|
|
17
|
Parallel Advisors
San Francisco,
California
|
–
|
-$2K
|
-203
|
Closed
|
|
