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AllianzIM U.S. Equity Buffer15 Uncapped Feb ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Gladstone Institutional Advisory
1
Gladstone Institutional Advisory
Florida
$8.64M -$527K -21,585 -6%
NBZ Investment Advisors
2
NBZ Investment Advisors
Tennessee
$7.04M -$10K -410 -0.1%
Allianz Investment Management US
3
Allianz Investment Management US
Minnesota
$5.11M – – –
Stratos Wealth Advisors
4
Stratos Wealth Advisors
Ohio
$4.28M +$4.07M +166,669 New
Kestra Advisory Services
5
Kestra Advisory Services
Texas
$4.1M +$3.52M +144,400 +942%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$3.67M +$1.11M +45,410 +47%
Stephens Inc
7
Stephens Inc
Arkansas
$2.9M +$102K +4,184 +4%
Savant Capital
8
Savant Capital
Illinois
$2.13M +$1.05M +42,837 +107%
ARS Wealth Advisors Group
9
ARS Wealth Advisors Group
Florida
$1.86M – – –
Creative Planning
10
Creative Planning
Kansas
$833K +$791K +32,431 New
CreativeOne Wealth
11
CreativeOne Wealth
Kansas
$408K +$388K +15,892 New
Arax Advisory Partners
12
Arax Advisory Partners
Colorado
$390K +$20.4K +835 +6%
LPL Financial
13
LPL Financial
California
$224K +$213K +8,738 New
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$207K +$197K +8,054 New
Barclays
15
Barclays
United Kingdom
$148K +$141K +5,761 New
Harbour Investments
16
Harbour Investments
Wisconsin
$120K +$2.54K +104 +2%
Creative Financial Designs
17
Creative Financial Designs
Indiana
$19K +$18K +738 New
IFP Advisors
18
IFP Advisors
Florida
$5.04K +$4.78K +196 New
AE Wealth Management
19
AE Wealth Management
Kansas
$2.88K – – –
Osaic Holdings
20
Osaic Holdings
Arizona
$2.57K -$2.44K -100 -50%
Bank of America
21
Bank of America
North Carolina
$1.36K -$47.4K -1,944 -97%
Patriot Financial Group Insurance Agency
22
Patriot Financial Group Insurance Agency
Massachusetts
– -$2.24M -93,103 Closed
Jane Street
23
Jane Street
New York
– -$391K -16,223 Closed
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
– -$386K -16,031 Closed
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
– -$310K -12,889 Closed