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AllianzIM U.S. Equity Buffer10 Feb ETF

Name Holding Trade Value Shares
Change
Change in
Stake
KCM
1
Kaye Capital Management
California
$12.9M -$594K -19,124 -5%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$10.4M +$9.59M +309,100 +1,859%
Osaic Holdings
3
Osaic Holdings
Arizona
$8.16M +$823K +26,504 +12%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.82M -$2.25M -72,470 -56%
AWS
5
Atria Wealth Solutions
New York
$1.4M -$2.3K -74 -0.2%
OMC
6
Old Mission Capital
Illinois
$1.16M +$244K +7,855 +27%
LPL Financial
7
LPL Financial
California
$735K -$40.9K -1,319 -5%
HI
8
Harbour Investments
Wisconsin
$688K -$1.6M -51,511 -71%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$598K
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$518K -$745 -24 -0.1%
AWM
11
AE Wealth Management
Kansas
$479K -$29.5M -950,457 -98%
NF
12
Nvest Financial
New Hampshire
$338K -$3.69K -119 -1%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$318K
KAS
14
Kestra Advisory Services
Texas
$253K +$27.2K +875 +12%
FFN
15
Focus Financial Network
Minnesota
$220K +$372 +12 +0.2%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$165K
AIMU
17
Allianz Investment Management US
Minnesota
$159K -$536K -17,265 -78%
AF
18
Advisornet Financial
Minnesota
$31.2K
UBS Group
19
UBS Group
Switzerland
$18.2K +$17.7K +569 New
AF
20
Allworth Financial
California
$609
WIM
21
WealthPlan Investment Management
Nebraska
-$5.56M -179,888 Closed
WP
22
WealthPLAN Partners
Nebraska
-$2.95M -95,399 Closed
FI
23
FWG Investments
Kentucky
-$744K -24,078 Closed
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
-$204K -6,604 Closed
JP Morgan Chase
25
JP Morgan Chase
New York
-$3.09K -100 Closed