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First Trust Morningstar Dividend Leaders Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$97.5M -$19.3M -665,701 -17%
Bank of America
2
Bank of America
North Carolina
$50.1M +$13.6M +469,615 +39%
Wells Fargo
3
Wells Fargo
California
$46M +$1.38M +47,607 +3%
LPL Financial
4
LPL Financial
California
$45.9M +$1.71M +58,806 +4%
UBS Group
5
UBS Group
Switzerland
$39.2M -$2.81M -97,007 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$21M +$3.32M +114,479 +20%
AG
7
Advisor Group
Arizona
$20.8M +$3.03M +104,362 +18%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$18.5M +$4.07M +140,368 +30%
RJA
9
Raymond James & Associates
Florida
$15.8M +$680K +23,457 +5%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$14.5M +$1.17M +40,285 +9%
JWA
11
JFS Wealth Advisors
Pennsylvania
$13.3M +$325K +11,219 +3%
SL
12
Salomon & Ludwin
Virginia
$13M -$125K -4,317 -1%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$11.5M +$3.72M +128,116 +51%
SB
14
Suntrust Banks
Georgia
$11.1M +$336K +11,592 +3%
Ameriprise
15
Ameriprise
Minnesota
$10.3M +$2.56M +88,372 +35%
MML Investors Services
16
MML Investors Services
Massachusetts
$9.86M +$8.58K +296 +0.1%
BTS
17
BB&T Securities
Virginia
$9.63M +$8.58M +295,764 +1,261%
SI
18
Stephens Inc
Arkansas
$8.92M -$268K -9,237 -3%
BFG
19
Beacon Financial Group
Texas
$8.15M -$4.42M -152,394 -49%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$7.65M +$842K +29,020 +13%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$7.37M +$237K +8,190 +3%
PCM
22
Peak Capital Management
Colorado
$7.05M +$1.46M +50,457 +28%
Stifel Financial
23
Stifel Financial
Missouri
$6.56M +$5.07M +174,855 +412%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$5.54M +$682K +23,505 +15%
HFS
25
HL Financial Services
Kentucky
$5.23M +$399K +13,766 +9%