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First Trust Morningstar Dividend Leaders Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CMP
401
Coston McIsaac & Partners
Maine
$1K – – –
T
402
Transce3nd
Texas
$362 +$378 +9 New
LIS
403
Legacy Investment Solutions
Idaho
$210 – – –
LWMI
404
Legacy Wealth Management (Idaho)
Idaho
$210 – – –
HNB
405
Huntington National Bank
Ohio
$40 – – –
Two Sigma Investments
406
Two Sigma Investments
New York
– -$13.9M -332,200 Closed
RL
407
Retireful LLC
Michigan
– -$4.87M -116,131 Closed
Susquehanna International Group
408
Susquehanna International Group
Pennsylvania
– -$4.6M -109,631 Closed
Vontobel Holding
409
Vontobel Holding
Switzerland
– -$1.27M -30,386 Closed
PCS
410
Personal CFO Solutions
New Jersey
– -$523K -12,459 Closed
SC
411
Sykon Capital
New York
– -$416K -9,916 Closed
NAS
412
NWF Advisory Services
California
– -$400K -9,533 Closed
PFGIA
413
Patriot Financial Group Insurance Agency
Massachusetts
– -$372K -8,876 Closed
SFC
414
Swisher Financial Concepts
Ohio
– -$345K -8,316 Closed
FTUS
415
Flow Traders U.S.
New York
– -$325K -7,743 Closed
YIH
416
Y-Intercept (HK)
Hong Kong
– -$318K -7,571 Closed
SWA
417
Sightline Wealth Advisors
Connecticut
– -$317K -7,554 Closed
WP
418
Wealthspan Partners
Iowa
– -$251K -5,985 Closed
Cerity Partners
419
Cerity Partners
New York
– -$250K -5,967 Closed
ACP
420
Aveo Capital Partners
Colorado
– -$249K -5,940 Closed
AOG
421
Alpha Omega Group
Virginia
– -$235K -5,600 Closed
HSA
422
HBK Sorce Advisory
Pennsylvania
– -$209K -4,991 Closed
ATPW
423
Ashton Thomas Private Wealth
Arizona
– -$208K -4,949 Closed
JIP
424
Jaffetilchin Investment Partners
Florida
– -$49.9K -1,190 Closed
NFA
425
Northwest Financial Advisors
Virginia
– -$24.2K -576 Closed