|
1
|
Oppenheimer & Co
New York
|
–
|
-$225K
|
-71,403
|
Closed
|
|
|
2
|
Citadel Advisors
Miami,
Florida
|
–
|
-$83K
|
-26,340
|
Closed
|
|
|
3
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$82.8K
|
-26,290
|
Closed
|
|
|
4
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$67.3K
|
-21,355
|
Closed
|
|
|
5
|
Shufro Rose & Co
New York
|
–
|
-$58K
|
-18,400
|
Closed
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
–
|
-$52.9K
|
-16,802
|
Closed
|
|
|
7
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$50.6K
|
-16,069
|
Closed
|
|
|
8
|
|
–
|
-$48.6K
|
-15,416
|
Closed
|
|
|
9
|
Total Wealth Planning & Management
Ponte Vedra Beach,
Florida
|
–
|
-$45K
|
-14,300
|
Closed
|
|
|
10
|
Ethos Financial Group
King Of Prussia,
Pennsylvania
|
–
|
-$40.1K
|
-13,722
|
Closed
|
|
|
11
|
Centaurus Financial
Anaheim,
California
|
–
|
-$41K
|
-12,904
|
Closed
|
|
|
12
|
Equitable Holdings
New York
|
–
|
-$33.7K
|
-11,510
|
Closed
|
|
|
13
|
Integrity Advisory Solutions
Dallas,
Texas
|
–
|
-$35.8K
|
-11,356
|
Closed
|
|
|
14
|
CoreCap Advisors
Southfield,
Michigan
|
–
|
-$11.3K
|
-3,600
|
Closed
|
|
|
15
|
Steward Partners Investment Advisory
New York
|
–
|
-$6.98K
|
-2,217
|
Closed
|
|
|
16
|
Jones Financial Companies
Des Peres,
Missouri
|
–
|
-$4.34K
|
-1,396
|
Closed
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$4K
|
-1,343
|
Closed
|
|
|
18
|
UBS Group
Zurich,
Switzerland
|
–
|
-$3.4K
|
-1,080
|
Closed
|
|
|
19
|
NewEdge Advisors
New Orleans,
Louisiana
|
–
|
-$3.15K
|
-1,000
|
Closed
|
|
