|
1
|
LPL Financial
San Diego,
California
|
$3.18M
|
-$142K
|
-7,845
|
-4%
|
|
|
2
|
|
$1.91M
|
+$1.12M
|
+62,053
|
+123%
|
|
|
3
|
Stifel Financial
St. Louis,
Missouri
|
$1.42M
|
+$1.51M
|
+83,409
|
New
|
|
|
4
|
|
$563K
|
-$706K
|
-39,017
|
-54%
|
|
|
5
|
Citadel Advisors
Miami,
Florida
|
$523K
|
-$99.9K
|
-5,517
|
-15%
|
|
|
6
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$475K
|
-$30.5K
|
-1,682
|
-6%
|
|
|
7
|
|
$263K
|
+$280K
|
+15,486
|
New
|
|
|
8
|
SYM Financial Corp
Winona Lake,
Indiana
|
$205K
|
+$4.71K
|
+260
|
+2%
|
|
|
9
|
UHLMANN PRICE SECURITIES
Skokie,
Illinois
|
$180K
|
+$5.5K
|
+304
|
+3%
|
|
|
10
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
$73.9K
|
–
|
–
|
–
|
|
|
11
|
Osaic Holdings
Scottsdale,
Arizona
|
$54.7K
|
-$109K
|
-6,029
|
-65%
|
|
|
12
|
NBC Securities
Birmingham,
Alabama
|
$27.7K
|
-$344K
|
-18,998
|
-92%
|
|
|
13
|
Private Trust Company
Cleveland,
Ohio
|
$15.9K
|
+$16.9K
|
+935
|
New
|
|
|
14
|
Golden State Wealth Management
Santa Ana,
California
|
$1.19K
|
+$1.27K
|
+70
|
New
|
|
|
15
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$459K
|
-23,685
|
Closed
|
|
|
16
|
Closed-End Fund Advisors
Richmond,
Virginia
|
–
|
-$263K
|
-13,562
|
Closed
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
–
|
-$52.4K
|
-2,700
|
Closed
|
|
|
18
|
UBS Group
Zurich,
Switzerland
|
–
|
-$3.9K
|
-201
|
Closed
|
|
