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Direxion Daily Financial Bull 3x ETF

43 hedge funds and large institutions have $111M invested in Direxion Daily Financial Bull 3x ETF in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

13% more funds holding

Funds holding: 3843 (+5)

35% less call options, than puts

Call options by funds: $178M | Put options by funds: $275M

47% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 15

59.54% less ownership

Funds ownership: 94.93%35.39% (-60%)

65% less capital invested

Capital invested by funds: $315M → $111M (-$204M)

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
8
Reduced
15
Closed
8
Calls
$178M
Puts
$275M
Net Calls
-$97.7M
Net Calls Change
-$29.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
1
Citigroup
New York
$26.2M -$331K -16,672 -1%
Goldman Sachs
2
Goldman Sachs
New York
$25.9M -$252M -12,712,384 -92%
BFG
3
Bouchey Financial Group
New York
$11.8M +$10.1M +511,132 New
Morgan Stanley
4
Morgan Stanley
New York
$7.95M -$2.66M -134,216 -28%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$7.17M -$2.8M -141,152 -31%
DS
6
DRW Securities
Illinois
$4.41M +$3.68M +185,188 +1,805%
VF
7
Virtu Financial
New York
$3.5M +$3.08M +154,960 New
SG Americas Securities
8
SG Americas Securities
New York
$2.89M +$1.93M +97,100 +313%
CPSAC
9
Chas P. Smith & Associates (CPS)
Florida
$2.05M +$1.45M +72,836 +407%
BNP Paribas Financial Markets
10
BNP Paribas Financial Markets
France
$1.93M +$309K +15,560 +22%
Bank of America
11
Bank of America
North Carolina
$1.86M +$12.5K +628 +0.8%
QIM
12
Quantitative Investment Management
Virginia
$1.72M -$9.66M -486,400 -86%
GIM
13
Guild Investment Management
California
$1.53M +$1.34M +67,600 New
Barclays
14
Barclays
United Kingdom
$1.37M -$1.91M -96,024 -61%
CA
15
Commerzbank Aktiengesellschaft
Germany
$1.27M -$1.33M -66,764 -52%
Franklin Resources
16
Franklin Resources
California
$1.14M
VCAM
17
Valentine Capital Asset Management
California
$1.13M +$19.1K +960 +2%
SGH
18
Schonfeld Group Holdings
New York
$858K +$754K +38,000 New
Verition Fund Management
19
Verition Fund Management
Connecticut
$847K +$744K +37,488 New
Nomura Holdings
20
Nomura Holdings
Japan
$745K -$651K -32,788 -50%
HSBC Holdings
21
HSBC Holdings
United Kingdom
$738K
LPL Financial
22
LPL Financial
California
$580K -$130K -6,528 -20%
CCA
23
Catalyst Capital Advisors
New York
$452K +$397K +20,000 New
BHA
24
Beech Hill Advisors
New York
$382K +$336K +16,900 New
FWCM
25
First Western Capital Management
California
$364K +$320K +16,140 New

FAS Hedge Fund Activity: Q4 2013 in Review

43 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Direxion Daily Financial Bull 3x ETF (FAS) for Q4 2013, worth a combined $111M — down 65% from $315M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FAS positions and 8 closed out — a net gain of 5 holders — while 8 added to existing stakes and 15 trimmed.

The largest buyer was DRW Securities, adding an estimated $3.68M. The largest seller was Goldman Sachs, cutting an estimated $252M.

  • 43 institutional investors held Direxion Daily Financial Bull 3x ETF (FAS) as of Q4 2013, up from 38 in Q3 2013.
  • Funds reported $111M of Direxion Daily Financial Bull 3x ETF stock for Q4 2013, down 65% quarter-over-quarter.
  • 13 funds opened new Direxion Daily Financial Bull 3x ETF positions in Q4 2013 and 8 closed out, a net change of +5 holders.
  • The largest Direxion Daily Financial Bull 3x ETF buyer in Q4 2013 was DRW Securities, an estimated $3.68M added.
  • The largest Direxion Daily Financial Bull 3x ETF seller in Q4 2013 was Goldman Sachs, an estimated $252M sold.

Based on aggregated 13F filings for Q4 2013.