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iShares Fallen Angels USD Bond ETF
FALN

Name Holding Trade Value Shares
Change 		Change in
Stake
KFSC
251
Keystone Financial Services (Colorado)
Colorado
– -$712K -28,081 Closed
SB
252
Strategic Blueprint
Georgia
– -$695K -27,384 Closed
HighTower Advisors
253
HighTower Advisors
Illinois
– -$650K -26,621 Closed
MOS
254
MGO One Seven
Ohio
– -$636K -25,067 Closed
BHWM
255
Bay Harbor Wealth Management
Maryland
– -$622K -24,524 Closed
CWM
256
Centurion Wealth Management
Virginia
– -$602K -23,723 Closed
FEM
257
Fulcrum Equity Management
Texas
– -$599K -23,602 Closed
SWM
258
SigFig Wealth Management
California
– -$589K -23,383 Closed
RA
259
RFG Advisory
Alabama
– -$584K -23,037 Closed
Renaissance Technologies
260
Renaissance Technologies
New York
– -$576K -22,700 Closed
SF
261
Symphony Financial
Texas
– -$566K -22,454 Closed
HKIMG
262
Hutchens & Kramer Investment Management Group
Indiana
– -$545K -21,481 Closed
Thrivent Financial for Lutherans
263
Thrivent Financial for Lutherans
Minnesota
– -$536K -21,295 Closed
AFP
264
Advus Financial Partners
Florida
– -$518K -20,403 Closed
FFN
265
Focus Financial Network
Minnesota
– -$515K -20,281 Closed
WWG
266
West Wealth Group
California
– -$505K -19,924 Closed
RIA
267
Regal Investment Advisors
Michigan
– -$493K -19,447 Closed
CWS
268
Cypress Wealth Services
California
– -$494K -19,392 Closed
CC
269
Copperleaf Capital
North Carolina
– -$483K -19,032 Closed
MFG
270
Merit Financial Group
Georgia
– -$478K -18,838 Closed
I
271
INVST
Indiana
– -$470K -18,536 Closed
Qube Research & Technologies (QRT)
272
Qube Research & Technologies (QRT)
United Kingdom
– -$1.84M -16,248 Closed
MWM
273
Mission Wealth Management
California
– -$391K -15,418 Closed
KWS
274
Keystone Wealth Services
California
– -$372K -14,644 Closed
CWA
275
Clearview Wealth Advisors
Oregon
– -$363K -14,295 Closed
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11
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