Bay Harbor Wealth Management’s iShares Fallen Angels USD Bond ETF FALN Stock Holding History

Bay Harbor Wealth Management’s Portfolio FALN Stock Details FALN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-24,524	Closed	-$622K	–	171
2023 Q2	$622K	Sell	24,524 -175	-0.7%	-$4.38K	0.25%	31
2023 Q1	$624K	Sell	24,699 -504	-2%	-$12.7K	0.27%	30
2022 Q4	$620K	Sell	25,203 -42,628	-63%	-$1.04M	0.28%	31
2022 Q3	$1.62M	Sell	67,831 -15,327	-18%	-$386K	0.76%	21
2022 Q2	$2.05M	Sell	83,158 -24,839	-23%	-$646K	0.92%	21
2022 Q1	$3M	Buy	107,997 +2,381	+2%	+$67.5K	1.21%	17
2021 Q4	$2.99M	Buy	105,616 +17,564	+20%	+$525K	1.2%	17
2021 Q3	$2.65M	Buy	88,052 +9,145	+12%	+$276K	1.12%	23
2021 Q2	$2.36M	Buy	78,907 +11,833	+18%	+$349K	1.01%	21
2021 Q1	$1.96M	Buy	+67,074	New	+$1.97M	0.9%	23

Other funds holding FALN

Mather Group Chicago, Illinois $11.5B AUM 18.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Nomura Asset Management Tokyo, Japan $38.8B AUM 30.94% 1-Year Est. Return

Allworth Financial Folsom, California $24.7B AUM 15.55% 1-Year Est. Return

AIA

Angeles Investment Advisors Santa Monica, California $1.66B AUM 23.19% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ETS

ESL Trust Services Rochester, New York $524M AUM 17.18% 1-Year Est. Return

Bay Harbor Wealth Management's FALN Position: Q3 2023 in Review

Bay Harbor Wealth Management sold out of iShares Fallen Angels USD Bond ETF (FALN) in Q3 2023, closing a stake of 24,524 shares — an estimated $622K sold.

Bay Harbor Wealth Management first reported a position in FALN in Q1 2021 and held it in 10 quarters. The position peaked at $3M in Q1 2022. 225 funds tracked by Wall St. Rank hold FALN as of Q3 2023.

Bay Harbor Wealth Management reported no remaining iShares Fallen Angels USD Bond ETF position as of Q3 2023 after selling out during the quarter.
Bay Harbor Wealth Management sold 24,524 iShares Fallen Angels USD Bond ETF shares in Q3 2023, an estimated $622K.
Bay Harbor Wealth Management first reported a position in iShares Fallen Angels USD Bond ETF in Q1 2021 and held it in 10 quarters.
Bay Harbor Wealth Management's iShares Fallen Angels USD Bond ETF position peaked at $3M in Q1 2022.
225 funds tracked by Wall St. Rank held iShares Fallen Angels USD Bond ETF as of Q3 2023.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2023, filed 25 Oct 2023.