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FACWW

Factorial Energy Inc Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
Gabelli Funds
26
Gabelli Funds
New York
$126K – – –
Bartlett & Co Wealth Management
27
Bartlett & Co Wealth Management
Ohio
$121K – – –
CL
28
CSS LLC
Illinois
$82K -$63.2K -48,336 -44%
Yakira Capital Management
29
Yakira Capital Management
Connecticut
$71.4K -$14.8K -11,282 -18%
HGC Investment Management
30
HGC Investment Management
Ontario, Canada
$70.1K -$148K -113,469 -69%
Context Capital Management
31
Context Capital Management
California
$68K – – –
BNP Paribas Financial Markets
32
BNP Paribas Financial Markets
France
$59.4K -$205K -156,451 -78%
Rivernorth Capital Management
33
Rivernorth Capital Management
Florida
$59.3K -$30K -22,971 -35%
D.E. Shaw & Co
34
D.E. Shaw & Co
New York
$34K – – –
Wolverine Asset Management
35
Wolverine Asset Management
Illinois
$25.2K +$24.2K +18,510 New
Kepos Capital
36
Kepos Capital
New York
$20K – – –
JP Morgan Chase
37
JP Morgan Chase
New York
$18.8K – – –
Transcend Capital Advisors
38
Transcend Capital Advisors
New Jersey
$16.3K – – –
Arax Advisory Partners
39
Arax Advisory Partners
Colorado
$7.85K +$7.55K +5,773 New
UBS Group
40
UBS Group
Switzerland
$2.01K +$1.93K +1,477 New
Periscope Capital
41
Periscope Capital
Ontario, Canada
– -$106K -149,997 Closed
Centiva Capital
42
Centiva Capital
New York
– -$87.5K -125,000 Closed
Radcliffe Capital Management
43
Radcliffe Capital Management
Pennsylvania
– -$84.9K -120,000 Closed
Toronto Dominion Bank
44
Toronto Dominion Bank
Ontario, Canada
– -$72.7K -106,898 Closed
Westchester Capital Management (New York)
45
Westchester Capital Management (New York)
New York
– -$65K -100,000 Closed
Glazer Capital LLC
46
Glazer Capital LLC
New York
– -$64K -98,957 Closed
W.R. Berkley Corp
47
W.R. Berkley Corp
Connecticut
– -$67.5K -95,432 Closed
Picton Mahoney Asset Management
48
Picton Mahoney Asset Management
Ontario, Canada
– -$61.1K -87,249 Closed
Heights Capital Management
49
Heights Capital Management
California
– -$52.5K -75,000 Closed
Gritstone Asset Management
50
Gritstone Asset Management
Maryland
– -$33.6K -49,426 Closed