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iShares Global Industrials ETF

39 hedge funds and large institutions have $133M invested in iShares Global Industrials ETF in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

11% more capital invested

Capital invested by funds: $120M → $133M (+$12.8M)

3% more funds holding

Funds holding: 3839 (+1)

2.77% less ownership

Funds ownership: 44.6%41.83% (-2.8%)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
1.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
15
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$22.1M +$9.94M +145,992 +90%
Lazard Asset Management
2
Lazard Asset Management
New York
$17.3M +$43.2K +635 +0.3%
BlackRock
3
BlackRock
New York
$16.2M +$4.12M +60,503 +36%
PWAG
4
Polaris Wealth Advisory Group
California
$12.5M +$496K +7,283 +4%
Barclays
5
Barclays
United Kingdom
$11M +$3.01M +44,230 +40%
Goldman Sachs
6
Goldman Sachs
New York
$8.09M +$2.11M +31,000 +38%
Morgan Stanley
7
Morgan Stanley
New York
$7.84M -$772K -11,336 -9%
BCI
8
Brinker Capital Investments
Pennsylvania
$6.28M
SG Americas Securities
9
SG Americas Securities
New York
$6.25M +$4.2M +61,634 +238%
Fifth Third Bancorp
10
Fifth Third Bancorp
Ohio
$5.59M -$2.15M -31,580 -29%
U
11
UBS
Switzerland
$4.8M -$105K -1,542 -2%
Wells Fargo
12
Wells Fargo
California
$2.52M +$751K +11,032 +46%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.46M +$2.35M +34,512 New
ACI
14
AMP Capital Investors
Australia
$1.55M -$695K -10,212 -32%
NAM
15
NTV Asset Management
West Virginia
$1.53M
LPL Financial
16
LPL Financial
California
$1.17M +$79.9K +1,173 +8%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.09M -$3.49M -51,202 -77%
FWM
18
Focused Wealth Management
New York
$962K -$29.8K -437 -3%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$820K -$6.55M -96,153 -89%
QCMC
20
Quantum Capital Management (California)
California
$686K -$2.86K -42 -0.4%
NC
21
NewSquare Capital
Pennsylvania
$547K -$53.1K -780 -9%
Nomura Asset Management
22
Nomura Asset Management
Japan
$414K
PPCM
23
Pillar Pacific Capital Management
California
$254K -$10.2K -150 -4%
NPC
24
National Planning Corporation
California
$231K -$13.6K -200 -6%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$210K -$108K -1,580 -35%

EXI Hedge Fund Activity: Q4 2013 in Review

39 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Global Industrials ETF (EXI) for Q4 2013, worth a combined $133M — up 11% from $120M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new EXI positions and 3 closed out — a net gain of 2 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Bank of America, adding an estimated $9.94M. The largest seller was Beaumont Financial Advisors, exiting entirely with an estimated $9.11M sold.

  • 39 institutional investors held iShares Global Industrials ETF (EXI) as of Q4 2013, up from 38 in Q3 2013.
  • Funds reported $133M of iShares Global Industrials ETF stock for Q4 2013, up 11% quarter-over-quarter.
  • 5 funds opened new iShares Global Industrials ETF positions in Q4 2013 and 3 closed out, a net change of +2 holders.
  • The largest iShares Global Industrials ETF buyer in Q4 2013 was Bank of America, an estimated $9.94M added.
  • The largest iShares Global Industrials ETF seller in Q4 2013 was Beaumont Financial Advisors, an estimated $9.11M sold.

Based on aggregated 13F filings for Q4 2013.