|
1
|
Wells Fargo
San Francisco,
California
|
$11.8M
|
+$3.02M
|
+238,459
|
+33%
|
|
|
2
|
|
$10.3M
|
-$274K
|
-21,645
|
-2%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$5.16M
|
-$752K
|
-59,340
|
-12%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$1.6M
|
-$125K
|
-9,891
|
-7%
|
|
|
5
|
|
$1.14M
|
-$129K
|
-10,216
|
-10%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$1.13M
|
-$30.2K
|
-2,386
|
-3%
|
|
|
7
|
Guggenheim Capital
Chicago,
Illinois
|
$1.02M
|
-$417K
|
-32,900
|
-28%
|
|
|
8
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$825K
|
-$50.2K
|
-3,963
|
-6%
|
|
|
9
|
Doliver Advisors
Houston,
Texas
|
$700K
|
-$325K
|
-25,684
|
-31%
|
|
|
10
|
Pine River Capital Management
Minnetonka,
Minnesota
|
$556K
|
–
|
–
|
–
|
|
|
11
|
Landscape Capital Management
Englewood,
New Jersey
|
$457K
|
+$185K
|
+14,628
|
+64%
|
|
|
12
|
TFS Capital
West Chester,
Pennsylvania
|
$421K
|
+$437K
|
+34,494
|
New
|
|
|
13
|
|
$343K
|
-$48.4K
|
-3,823
|
-12%
|
|
|
14
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$331K
|
+$343K
|
+27,075
|
New
|
|
|
15
|
Clough Capital Partners
Boston,
Massachusetts
|
$306K
|
+$96.3K
|
+7,600
|
+43%
|
|
|
16
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$242K
|
-$48.1K
|
-3,797
|
-16%
|
|
|
17
|
AQR Arbitrage
Greenwich,
Connecticut
|
$232K
|
+$65.9K
|
+5,200
|
+38%
|
|
|
18
|
PVG Asset Management
Golden,
Colorado
|
$136K
|
+$5.89K
|
+465
|
+4%
|
|
|
19
|
Wolverine Asset Management
Chicago,
Illinois
|
$26K
|
+$24.4K
|
+1,923
|
+707%
|
|
|
20
|
MSI Financial Services
Springfield,
Massachusetts
|
$18K
|
+$19K
|
+1,500
|
New
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$13K
|
-$129K
|
-10,175
|
-90%
|
|
|
22
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$13K
|
–
|
–
|
–
|
|
|
23
|
Windsor Capital Management
Phoenix,
Arizona
|
$4K
|
+$4.75K
|
+375
|
New
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
$2K
|
+$2.28K
|
+180
|
New
|
|
|
25
|
Ancora Advisors
Cleveland,
Ohio
|
–
|
-$2.33M
|
-180,500
|
Closed
|
|
