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State Street SPDR S&P Emerging Markets Small Cap ETF

94 hedge funds and large institutions have $160M invested in State Street SPDR S&P Emerging Markets Small Cap ETF in 2016 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

79% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 14

19% more capital invested

Capital invested by funds: $134M → $160M (+$26M)

12% more funds holding

Funds holding: 8494 (+10)

5.96% more ownership

Funds ownership: 41.34%47.29% (+6%)

9% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 32

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $278K

Holders
94
Holders Change
+10
Holders Change %
+11.9%
% of All Funds
2.35%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
25
Increased
29
Reduced
32
Closed
14
Calls
Puts
$278K
Net Calls
-$278K
Net Calls Change
-$511K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$15.3M +$4.06M +97,638 +34%
Morgan Stanley
2
Morgan Stanley
New York
$11.2M +$3.97M +95,430 +51%
IA
3
IndexIQ Advisors
New York
$10.7M +$8.05M +193,511 +255%
Aviva
4
Aviva
United Kingdom
$10.3M +$1.42M +34,100 +15%
State Street
5
State Street
Massachusetts
$9.06M +$2.42M +58,176 +34%
Wells Fargo
6
Wells Fargo
California
$7.14M -$548K -13,187 -7%
NYLIM
7
New York Life Investment Management
New York
$7.03M +$465K +11,186 +7%
USAA
8
United Services Automobile Association
Texas
$6.87M -$204K -4,906 -3%
FIG
9
FundX Investment Group
California
$5.9M +$6.17M +148,440 New
VAIA
10
Virtus Alternative Investment Advisers
Connecticut
$5.31M +$5.56M +133,628 New
M&T Bank
11
M&T Bank
New York
$5.21M +$5.45M +131,119 New
Jane Street
12
Jane Street
New York
$4.96M +$5.19M +124,811 New
TFA
13
Transamerica Financial Advisors
Florida
$4.22M -$856K -20,596 -16%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$3.81M -$1.84M -44,279 -32%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$3.62M +$3.79M +91,145 New
AA
16
Alesco Advisors
New York
$3.2M -$168K -4,036 -5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$3.11M -$153K -3,687 -5%
BP
18
Ballentine Partners
Massachusetts
$2.9M +$1.66M +39,832 +120%
Goldman Sachs
19
Goldman Sachs
New York
$2.66M +$1.98M +47,689 +247%
UBS Group
20
UBS Group
Switzerland
$2.29M -$786K -18,907 -25%
AC
21
AFAM Capital
Texas
$2.23M +$310K +7,466 +15%
TFCP
22
Twin Focus Capital Partners
Massachusetts
$1.94M +$6.86K +165 +0.3%
KBFS
23
Kohmann Bosshard Financial Services
Ohio
$1.67M +$1.64M +39,463 New
Axa
24
Axa
France
$1.61M -$34.1K -820 -2%
OMC
25
Old Mission Capital
Illinois
$1.47M -$142K -3,425 -8%

EWX Hedge Fund Activity: Q4 2016 in Review

94 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Emerging Markets Small Cap ETF (EWX) for Q4 2016, worth a combined $160M — up 19% from $134M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new EWX positions and 14 closed out — a net gain of 11 holders — while 29 added to existing stakes and 32 trimmed.

The largest buyer was IndexIQ Advisors, adding an estimated $8.05M. The largest seller was Bessemer Group, exiting entirely with an estimated $7.77M sold.

  • 94 institutional investors held State Street SPDR S&P Emerging Markets Small Cap ETF (EWX) as of Q4 2016, up from 84 in Q3 2016.
  • Funds reported $160M of State Street SPDR S&P Emerging Markets Small Cap ETF stock for Q4 2016, up 19% quarter-over-quarter.
  • 25 funds opened new State Street SPDR S&P Emerging Markets Small Cap ETF positions in Q4 2016 and 14 closed out, a net change of +11 holders.
  • The largest State Street SPDR S&P Emerging Markets Small Cap ETF buyer in Q4 2016 was IndexIQ Advisors, an estimated $8.05M added.
  • The largest State Street SPDR S&P Emerging Markets Small Cap ETF seller in Q4 2016 was Bessemer Group, an estimated $7.77M sold.

Based on aggregated 13F filings for Q4 2016.