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State Street SPDR S&P Emerging Markets Small Cap ETF

94 hedge funds and large institutions have $160M invested in State Street SPDR S&P Emerging Markets Small Cap ETF in 2016 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

79% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 14

19% more capital invested

Capital invested by funds: $134M → $160M (+$26M)

12% more funds holding

Funds holding: 8494 (+10)

5.96% more ownership

Funds ownership: 41.34%47.29% (+6%)

9% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 32

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $278K

Holders
94
Holders Change
+10
Holders Change %
+11.9%
% of All Funds
2.35%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
25
Increased
29
Reduced
32
Closed
14
Calls
Puts
$278K
Net Calls
-$278K
Net Calls Change
-$511K
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
51
Tortoise Investment Management
New York
$426K -$106K -2,550 -19%
RJFSA
52
Raymond James Financial Services Advisors
Florida
$416K +$77.1K +1,854 +22%
AF
53
Allworth Financial
California
$385K -$51K -1,227 -11%
WT
54
Whittier Trust
California
$383K
LTFS
55
Ladenburg Thalmann Financial Services
Florida
$357K -$91.1K -2,190 -20%
BAS
56
Brown Advisory Securities
Maryland
$356K -$65.4K -1,573 -15%
KA
57
Klingman & Associates
New York
$352K +$368K +8,860 New
Verition Fund Management
58
Verition Fund Management
Connecticut
$315K +$329K +7,923 New
RIA
59
Regal Investment Advisors
Michigan
$301K +$17K +409 +6%
AG
60
Advisor Group
Arizona
$301K +$225K +5,422 +251%
RJA
61
Raymond James & Associates
Florida
$298K +$97.1K +2,336 +45%
WI
62
WrapManager Inc
California
$265K -$32.7K -787 -11%
WTC
63
WhitTier Trust Company
Nevada
$264K
FC
64
Financial Consulate
Maryland
$234K +$245K +5,882 New
WCM
65
Wealthcare Capital Management
Virginia
$228K +$3.04K +73 +1%
WAP
66
Wealthcare Advisory Partners
Pennsylvania
$207K +$25.7K +618 +13%
FHA
67
First Horizon Advisors
Tennessee
$197K
WA
68
WFG Advisors
Texas
$197K +$128K +3,070 +162%
GPC
69
Glacier Peak Capital
Washington
$195K +$204K +4,900 New
CC
70
Cassaday & Co
Virginia
$157K +$164K +3,951 New
MFS
71
MSI Financial Services
Massachusetts
$154K -$12.2K -294 -7%
Walleye Trading
72
Walleye Trading
New York
$135K +$141K +3,387 New
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
$90K +$13.3K +319 +17%
JP Morgan Chase
74
JP Morgan Chase
New York
$88K
LM
75
Legg Mason
Maryland
$56K -$16.5K -397 -22%

EWX Hedge Fund Activity: Q4 2016 in Review

94 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Emerging Markets Small Cap ETF (EWX) for Q4 2016, worth a combined $160M — up 19% from $134M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new EWX positions and 14 closed out — a net gain of 11 holders — while 29 added to existing stakes and 32 trimmed.

The largest buyer was IndexIQ Advisors, adding an estimated $8.05M. The largest seller was Bessemer Group, exiting entirely with an estimated $7.77M sold.

  • 94 institutional investors held State Street SPDR S&P Emerging Markets Small Cap ETF (EWX) as of Q4 2016, up from 84 in Q3 2016.
  • Funds reported $160M of State Street SPDR S&P Emerging Markets Small Cap ETF stock for Q4 2016, up 19% quarter-over-quarter.
  • 25 funds opened new State Street SPDR S&P Emerging Markets Small Cap ETF positions in Q4 2016 and 14 closed out, a net change of +11 holders.
  • The largest State Street SPDR S&P Emerging Markets Small Cap ETF buyer in Q4 2016 was IndexIQ Advisors, an estimated $8.05M added.
  • The largest State Street SPDR S&P Emerging Markets Small Cap ETF seller in Q4 2016 was Bessemer Group, an estimated $7.77M sold.

Based on aggregated 13F filings for Q4 2016.